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Showing 231 to 240 of 13446 search results for FCA regulated entity.
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Trust and ethics – a regulator’s perspective
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the launch of the St Mary’s University School of Business and Society, London. -
Financial promotions quarterly data 2022 Q3
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2022 to 30 September 2022. -
The drive for data in Non-Bank Financial Intermediation (NBFI)
Speech by Ashley Alder, FCA Chair, delivered at the Managed Funds Associations’ Global Summit -
Implementing Technology Change
This review sets out the findings from our cross-Financial Services change management review which looked at how financial firms manage technology change, the impact of change failures and the practices utilised within the industry to help reduce -
Trading venue ID codes
Regularly updated lists of ID codes for UK regulated markets, multilateral trading facilities and organised trading facilities. -
Park First Limited – information for investors
Four companies in the Park First group entered administration on 4 July 2019. Find out what this means for investors. -
Sands Capital (Clone of an FCA Recognised Product)
Sands Capital (Clone of an FCA Recognised Product) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how -
The FCA holds key conference on financial crime
Review announced into how UK banks control money laundering, terrorist financing and sanctions risks in trade finance. -
FCA confirms extension of the Temporary Permission Regime deadline
The FCA has today confirmed the deadline for notifications for the temporary permissions regime (TPR) will be extended to the end of 30 October 2019. TPR would allow EEA-based firms passporting into the UK to continue new and existing regulated -
Updates to the FCA’s directions under the Temporary Transitional Power
Today, the Financial Conduct Authority (FCA) has updated and published draft directions under its Temporary Transitional Power (TTP). The TTP gives the FCA flexibility in applying post-Brexit requirements, allowing firms to transition to a new UK