Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 241 to 250 of 13446 search results for FCA regulated entity.

  1. Forex Binary Option Trade FX

    Warnings Published: 22/12/2021 Last modified: 29/12/2021
    Forex Binary Option Trade FX is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  2. 2019 Disclosure Log

    Last modified: 20/03/2024
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019. 

  3. Robert Brooks Ltd (clone of a UK registered company)

    Warnings Published: 21/10/2016 Last modified: 21/10/2016
    We have published this statement to warn consumers against dealing with unauthorised firms.

  4. Evolving the FCA's approach to markets regulation

    Speeches Published: 19/11/2013 Last modified: 19/11/2013
    Keynote speech by David Lawton, Director of Markets, at the FCA Markets Conference 2013. This is the text of the speech as drafted, which may differ from the delivered version.

  5. Do I need to worry about benchmark regulation?

    Speeches Published: 04/02/2016 Last modified: 04/02/2016
    Speech by Edwin Schooling Latter, Head of Markets Policy, FCA, delivered at CISI European Regulation Forum on 2 February 2016. This is the text of the speech as drafted, which may differ from the delivered version.

  6. The Castlebrook Properties HMO Properties Bond / Castlebrook Properties (clone of a UK registered company)

    Warnings Published: 03/04/2018 Last modified: 29/03/2018
    Please note that this bogus entity has no association whatsoever with the UK registered company Castlebrook Properties Ltd (UK company registration number 01161188). The genuine company does not offer any financial products. Scammers are falsely

  7. MiFID II: authorisation and variation of permissions

    News stories Published: 18/09/2017 Last modified: 30/08/2023
    The FCA publishes MiFID 2 guide.

  8. CP24/6: FCA regulated fees and levies: rates proposals for 2024/25

    Consultation papers Published: 08/04/2024 Last modified: 29/05/2024
    The FCA is consulting on our regulatory fees and the levies we collect for the Ombudsman and government. We also respond to feedback to CP23/22.

  9. FCA fines Interactive Brokers (UK) Limited £1,049,412 for poor market abuse controls and failure to report suspicious client transactions

    Press Releases Published: 25/01/2018 Last modified: 25/01/2018
    The Financial Conduct Authority (FCA) has today imposed a financial penalty on Interactive Brokers (UK) (IBUK) in the amount of £1,049,412 for failings in its post-trade systems and controls for identifying and reporting suspicious transactions in

  10. Key requirements of firms

    Firms Published: 30/09/2020 Last modified: 31/03/2022
    Firms should have prioritised these key requirements following the end of the transition period.