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Showing 261 to 270 of 13446 search results for FCA regulated entity.

  1. Critical issues in financial regulation: The FCA's perspective

    Speeches Published: 26/04/2022 Last modified: 28/04/2022
    Speech by our CEO, Nikhil Rathi, delivered at City Week 2022.

  2. Zeta Holding Limited - clone of a UK registered company

    Warnings Published: 25/04/2016 Last modified: 25/04/2016
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  3. Information on the number of investigations carried out by the FCA - August 2020

    FOI Release Date of Release: 10/08/2020
    We hold information on the number of investigations carried out by us.

  4. Shore Capital Markets / Shore Capital Markets UK (Clone of UK registered company)

    Warnings Published: 02/12/2019 Last modified: 28/09/2022
    Shore Capital Markets / Shore Capital Markets UK (Clone of UK registered company) is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  5. FCA operating service metrics 2022/23

    Data Published: 20/07/2023 Last modified: 26/02/2024
    This report sets out how the FCA performed in 2022/23 against 54 operating service metrics, including how it dealt with regulatory applications, telephone enquiries and other correspondence.

  6. Regulatory Developments and the Changing Market Structure

    Speeches Published: 12/03/2014 Last modified: 12/03/2014
    Speech by David Lawton, Director of Markets at the FCA, at the American Bar Association Capital Markets Conference, Law Society, London, Thursday 27 February 2014. This is the text of the speech as drafted, which may differ from the delivered version

  7. The Sovereign Bond Fund (Clone of FCA recognised product)

    Warnings Published: 09/01/2020 Last modified: 09/01/2020
    The Sovereign Bond Fund (Clone of FCA recognised product) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm

  8. Changes to UK EMIR reporting requirements: draft questions and answers

    Consultation papers Published: 01/03/2024 Last modified: 13/06/2024
    The FCA sought feedback alongside the Bank of England (the Bank) on our draft guidance for reporting under the revised UK EMIR Article 9 reporting requirements.

  9. City Financial Investment Company Limited enters administration

    News stories Published: 26/03/2019 Last modified: 26/03/2019
    On 21 March 2019, City Financial Investment Company Limited (City Financial), a firm authorised and regulated by the FCA, appointed Jason Baker and Geoffrey Rowley of FRP Advisory LLP (FRP) as joint administrators. We explain what this means if you

  10. Man Pro Fund / ManGroup (Clone firm) (clone of FCA authorised firm)

    Warnings Published: 24/06/2020 Last modified: 21/11/2020
    Man Pro Fund / ManGroup (Clone firm) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this