Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 291 to 300 of 13446 search results for FCA regulated entity.

  1. Porterfield Financial Holdings (clone of FCA authorised firm)

    Warnings Published: 29/04/2022 Last modified: 29/04/2022
    Porterfield Financial Holdings (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised

  2. Directions and requirements placed on Samweb for providing misleading information to consumers

    News stories Published: 07/11/2022 Last modified: 16/11/2022
    FCA has issued First and Second Supervisory Notices.

  3. DP21/4: Sustainability Disclosure Requirements and investment labels

    Discussion papers Published: 03/11/2021 Last modified: 04/07/2022
    We are seeking initial views on new sustainability disclosure requirements for asset managers and FCA-regulated asset owners, as well as a new classification and labelling system for sustainable investment products

  4. RMA-H COBS data: help text

    Registers and systems Published: 12/05/2016 Last modified: 13/05/2021
    RMA-H COBS data: help text

  5. Joint statement from UK financial regulatory authorities on sanctions and the cryptoasset sector

    Statements Published: 11/03/2022 Last modified: 11/03/2022
    The UK, in partnership with our allies across the globe, has imposed an unprecedented package of economic sanctions on Russia and Belarus, in response to Russia’s invasion of Ukraine on 24 February.

  6. Consumer Duty implementation plans

    Focus areas Multi-firm reviews Published: 25/01/2023 Last modified: 25/01/2023
    The Consumer Duty will set higher and clearer standards of consumer protection across financial services and require firms to act to deliver good outcomes for customers. The FCA sets out here the findings from their review of firms’ plans to embed

  7. Ten years after Lehman: how accountants can make finance safer

    Speeches Published: 06/09/2018 Last modified: 25/11/2021
    Speech by Charles Randell, Chair of the Financial Conduct Authority and Payment Systems Regulator on how accountants can make finance safer.

  8. DP23/4: Regulating cryptoassets Phase 1: Stablecoins

    Discussion papers Published: 06/11/2023 Last modified: 06/11/2023
    We want your feedback to help us develop our approach to regulating fiat-backed stablecoins.

  9. Transforming to a forward-looking, proactive regulator

    Speeches Published: 15/07/2021 Last modified: 15/07/2021
    Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.

  10. Debt management firms must raise their game, says FCA

    Press Releases Published: 22/09/2014 Last modified: 21/11/2016
    appropriate systems and controls that will protect client money. notifying the FCA if they have obtained a book of customers from a firm or a legal entity undertaking debt management. ... On the 1 April 2013 the Financial Conduct Authority (FCA) became