Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 301 to 310 of 13446 search results for FCA regulated entity.

  1. Information on the Future Fund Programme admistered by the British Business Bank - August 2021

    FOI Release Date of Release: 02/08/2021
    The FCA provides information on the Future Fund Programme which is administered by the British Business Bank.

  2. PS23/19: Margin requirements for non-centrally cleared derivatives: Amendments to BTS 2016/2251

    Policy statements Published: 18/12/2023 Last modified: 18/12/2023
    PRA and FCA's final policy and feedback to responses following their joint consultation paper.

  3. Review of principal firms in the investment management sector

    Multi-firm reviews Published: 20/05/2019 Last modified: 20/05/2019
    We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are.

  4. UK Financial Investment Ltd (clone of a UK registered company)

    Warnings Published: 24/10/2017 Last modified: 24/10/2017
    We have published this statement in order to warn consumers against dealing with unauthorised firms.

  5. www.compare-best-bonds-uk.com (clone of FCA Authorised firm)

    Warnings Published: 20/09/2021 Last modified: 20/09/2021
    www.compare-best-bonds-uk.com (clone of FCA Authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised

  6. Where next for investment and asset management regulation?

    Speeches Published: 28/09/2017 Last modified: 02/10/2017
    Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the FT Investment Management Summit Europe 2017.

  7. FCA and US CFTC sign Arrangement to collaborate on FinTech innovation

    Press Releases Published: 19/02/2018 Last modified: 12/01/2023
    The arrangement commits the regulators to collaborating and supporting innovative firms through each other’s financial technology (FinTech) initiatives.

  8. Financial Conduct Authority to investigate how firms deal with risk benchmark manipulation

    Press Releases Published: 31/03/2014 Last modified: 01/04/2014
    using market studies to analyse competition and weaknesses in the markets regulated in order to build orderly, competitive financial services markets and achieve the FCA’s objective in promoting competition to ... On 1 April 2013 the FCA became

  9. CP24/10: Joint PRA and FCA Consequential Amendments to BTS 2016/2251

    Consultation papers Published: 30/04/2024 Last modified: 24/06/2024
    We’re jointly consulting with the Prudential Regulation Authority (PRA) on proposed changes to the UK EMIR bilateral margin requirements.

  10. FCA fines HSBC Bank plc £63.9 million for deficient transaction monitoring controls

    Press Releases Published: 17/12/2021 Last modified: 06/05/2022
    We have fined HSBC Bank plc (HSBC) £63,946,800 for failings in its anti-money laundering processes.