Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 31 to 40 of 13466 search results for FCA regulated entity.

  1. Our Perimeter Report

    Annual reports Published: 20/07/2022 Last modified: 05/04/2024
    Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products

  2. Committee waivers

    Tasks for regulated firms Published: 10/05/2015 Last modified: 08/12/2022
    Some firms can apply to us to waive one or more of their committee requirements. Find out if this applies to your firm and, if so, what to include in your application.

  3. Securitisation

    Markets Markets policy Published: 30/07/2018 Last modified: 20/11/2023
    Securitisation legislation aims to make the securitisation market work more effectively. Regulation outlines the general requirements for all securitisations, as well as the criteria and process for designating certain securitisations as simple,

  4. Statement on Takeover Panel cold-shouldering of David Cunningham King

    Corporate documents Published: 11/10/2019 Last modified: 11/10/2019
    The Panel on Takeovers and Mergers published a statement on their website on the 'cold-shouldering' of Mr David Cunningham King, the Chairman of Rangers International Football Club PLC. This means that no FCA-regulated entity can act for this

  5. Change in Control

    Tasks for firms Published: 01/08/2015 Last modified: 23/02/2024
    Find out when you need to notify us to acquire or change control in a firm that we regulate.

  6. 2014 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014. 

  7. VentureXchange

    Warnings Published: 26/11/2023 Last modified: 14/05/2024
    VentureXchange is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  8. AIFMD updates

    Focus areas Published: 08/06/2016 Last modified: 05/07/2023
    There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.

  9. STAR MINES

    Warnings Published: 02/03/2023 Last modified: 17/03/2023
    STAR MINES is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  10. Chairman’s speech

    Speeches Published: 18/07/2013 Last modified: 18/07/2013
    Speech by FCA Chairman, John Griffith-Jones, at the Annual Public Meeting, London. This is the text of the speech as drafted, which may differ from the delivered version.