Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 3101 to 3110 of 13465 search results for FCA regulated entity.

  1. Zenithbit Company

    Warnings Published: 28/10/2022 Last modified: 28/10/2022
    Zenithbit Company is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  2. PS19/19: FCA regulated fees and levies 2019/20

    Policy statements Published: 17/04/2019 Last modified: 05/07/2019
    We are publishing our final 2019/20 regulatory fees and levies including feedback on CP19/16.

  3. STANDARDGLOBALTRADINGFX

    Warnings Published: 14/02/2023 Last modified: 14/02/2023
    STANDARDGLOBALTRADINGFX is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  4. Cash and You

    Warnings Published: 30/08/2022 Last modified: 30/08/2022
    Cash and You is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  5. CAPITAL FOREXLIVE

    Warnings Published: 16/06/2022 Last modified: 16/06/2022
    CAPITAL FOREXLIVE is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  6. Rhine & Associates

    Warnings Published: 12/01/2017 Last modified: 12/01/2017
    We have published this statement to warn consumers against dealing with unauthorised firms.

  7. Prime Investments

    Warnings Published: 13/04/2021 Last modified: 11/10/2021
    Prime Investments is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  8. New appointment to FCA Board announced

    News stories Published: 12/04/2020 Last modified: 14/04/2023
    The Treasury confirms the appointment of Sophie Henderson as a Non-Executive Director to the FCA Board.

  9. Knowing your customer and assessing their needs

    Tasks for regulated firms Published: 21/12/2015 Last modified: 21/02/2023
    If you provide financial advice to retail clients, it's important to assess each customer's needs before making recommendations. We explain what you should consider.

  10. PS20/16: Updating the dual-regulated firms Remuneration Code to reflect CRD V [pdf]

    Policy statements Published: 17/12/2020
    This PS summarises the feedback we received during the consultation period and our response to it. We set out our final rules on remuneration for dual-regulated firms and revise our previous guidance.