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Showing 331 to 340 of 13446 search results for FCA regulated entity.

  1. CFDConsulting Capital UK Ltd / CFD Trades (Clone of FCA Authorised Firm)

    Warnings Published: 16/12/2022 Last modified: 08/02/2023
    CFDConsulting Capital UK Ltd / CFD Trades (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

  2. The FCA’s approach to the authorisation and supervision of Insurance Special Purpose Vehicles

    News stories Published: 23/11/2016 Last modified: 31/01/2017
    The Financial Conduct Authority (FCA) is jointly consulting with the Prudential Regulation Authority (PRA) on the proposed approach to authorisation and supervision of Insurance Special Purpose Vehicles (ISPVs), which will facilitate Insurance

  3. Standard Life Aberdeen (clone of FCA recognised product and UK registered company)

    Warnings Published: 29/10/2020 Last modified: 13/07/2021
    Standard Life Aberdeen (clone of FCA recognised product and UK registered company) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with

  4. FCA fines Standard Chartered Bank £102.2 million for poor AML controls

    Press Releases Published: 09/04/2019 Last modified: 09/04/2019
    The Financial Conduct Authority (FCA) has fined Standard Chartered Bank (Standard Chartered) £102,163,200 for Anti-Money Laundering (AML) breaches in two higher risk areas of its business. This is the second largest financial penalty for AML

  5. CP18/28: Brexit: proposed changes to the Handbook and Binding Technical Standards – first consultation

    Consultation papers Published: 10/10/2018 Last modified: 28/02/2019
    In this paper, we publish our proposals on how we will amend our Handbook and EU derived binding technical standards (BTS) if the UK leaves the EU without an implementation period in place. We also set out our proposed approach to EU

  6. MONDIAL INVESTMENTS clone of UK registered company Mondial Investments Ltd

    Warnings Published: 25/11/2022 Last modified: 13/09/2023
    MONDIAL INVESTMENTS clone of UK registered company Mondial Investments Ltd is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  7. Cromwell Investment Services / Cromwell Capital Ventures UK (Clone of FCA authorised firm and UK registered company)

    Warnings Published: 06/05/2020 Last modified: 21/11/2020
    Cromwell Investment Services / Cromwell Capital Ventures UK (Clone of FCA authorised firm and UK registered company) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why

  8. FCA statement on the reporting of derivatives under the UK EMIR regime in a no-deal scenario

    Statements Published: 11/03/2019 Last modified: 24/11/2020
    This statement explains what Trade Repositories (TRs), and UK counterparties that use them, should do to make sure they are compliant with their EMIR reporting obligations after the UK leaves the EU.

  9. FCA fines three broker firms £4,775,200 for failures relating to the detection of market abuse

    Press Releases Published: 08/12/2022 Last modified: 08/12/2022
    The FCA has fined BGC Brokers LP, GFI Brokers Limited and GFI Securities Limited for failing to ensure they had appropriate systems and controls in place to effectively detect market abuse.

  10. Information on emoney firms and cryptocurrency firms - September 2022

    FOI Release Date of Release: 15/09/2022
    The FCA provides information on emoney firms and cryptocurrency firms - September 2022.