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Showing 361 to 370 of 13446 search results for FCA regulated entity.
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Amalgamated Properties Limited (clone of a UK registered company)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'. -
Tiger 21 Wealth Management; t/a United Brokers (clone of authorised firm)
Tiger 21 Wealth Management; t/a United Brokers (clone of authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this -
FCA response to FSB’s Super-Complaint - requiring personal guarantees for business loans
On 08 December 2023, we received a super-complaint from the Federation of Small Businesses (FSB). This is the first super-complaint we have received since the super-complaint regime was applied to the FCA in 2013. -
Statement by Mark Steward, FCA Director of Enforcement and Market Oversight, on Woodford Investment Management Ltd and WCM Partners Ltd
We have noted the recent comments by Neil Woodford on his future business plans. This statement sets out our position on specific points on which we have been asked for information. -
FG14/8 - Guidance on the Financial Policy Committee’s recommendation on loan to income ratios in mortgage lending
the LTI limit applies to all regulated mortgage contracts, as defined in the Regulated Activities Order 2000. ... allow the application of the LTI limit to be at group, rather than regulated entity, level. -
Capita Financial Managers to pay up to £66 million for the benefit of investors in the Connaught Income Fund, Series 1
The Financial Conduct Authority has today announced that Capita Financial Managers Limited (CFM) has been publicly censured and will pay up to £66 million to those investors who suffered loss as a result of investing in the Guaranteed Low Risk -
FCA publishes near final rules on MiFID II and encourages firms to submit applications for MiFID II authorisation
The Financial Conduct Authority (FCA) has today published near final rules on the implementation of the Markets in Financial Instruments Directive (MiFID) II. These include changes to the trading of financial instruments including issues affecting -
Bank of England, PRA, FCA and PSR review Memorandum of Understanding in relation to payment systems in the UK
The Bank of England, the Prudential Regulation Authority (PRA), the Financial Conduct Authority (FCA) and the Payment Systems Regulator (PSR) have reviewed the Memorandum of Understanding (MoU) that sets out the high-level framework the Authorities -
Martin Brokers (UK) Limited fined £630,000 for significant failings in relation to LIBOR
With this settlement, the FCA has now imposed penalties of £426.63 million on entities for manipulative conduct with respect to LIBOR submissions. ... On 1 April 2013 the FCA became responsible for the conduct supervision of all regulated financial -
Fraudsters may be targeting former clients of Synergy Wealth and Westbury Private Clients
Fraudsters may be contacting former clients of the Wales-based financial advisory firm Synergy Wealth Ltd (Synergy) and London-based investment management firm Westbury Private Clients LLP (Westbury).