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Showing 371 to 380 of 13446 search results for FCA regulated entity.

  1. Heritage Property Fund/Heritage Property Plc/Heritage Developments (clone of a UK registered company)

    Warnings Published: 25/10/2017 Last modified: 25/10/2017
    We have published this statement to warn consumers against dealing with unauthorised firms.

  2. CP13/10: Detailed proposals for the FCA regime for consumer credit

    Consultation papers Published: 03/10/2013 Last modified: 30/08/2015
    CP13/10: Detailed proposals for the FCA regime for consumer credit. Consultation papers First published:. ... Our consultation CP13/10 Detailed proposals for the FCA regime for consumer credit is now closed.

  3. The Financial Conduct Authority takes disciplinary action against five individuals and three firms in relation to solicitors’ professional indemnity insurance and other insurance schemes’ failures

    Press Releases Published: 01/02/2016 Last modified: 01/02/2016
    The Financial Conduct Authority (FCA) has fined five individuals and two firms a total of £15.5m, in addition to banning four of those individuals, for significant integrity and competence failings.

  4. Coronavirus and safeguarding customers’ funds: proposed guidance for payment firms

    Policy and guidance Guidance consultations Published: 22/05/2020 Last modified: 05/06/2020
    Short consultation proposing additional temporary guidance to strengthen payment firms’ prudential risk management and arrangements for safeguarding customers’ funds in light of the exceptional circumstances of the coronavirus pandemic

  5. Assessing liquidity for orderly wind-down: good and poor practices from general insurance brokers

    Multi-firm reviews Published: 23/09/2022 Last modified: 23/09/2022
    We set out findings of our multi-firm review of general insurance brokers, where we have identified areas for improvement which firms can learn from.

  6. Guinness Mahon Trust Corporation Limited in administration and SIPP business immediately sold to Hartley Pensions

    News stories Published: 18/02/2020 Last modified: 21/02/2020
    On 17 February 2020, and following complaints in relation to historic high-risk non-standard investments, the directors of Guinness Mahon Trust Corporation Limited (GMTC), a firm authorised and regulated by the FCA, appointed Adam Stephens and Nick

  7. Golding Capital Partners (UK) Limited (clone of EEA authorised firm and UK registered company)

    Warnings Published: 02/11/2020 Last modified: 25/11/2020
    Golding Capital Partners (UK) Limited (clone of EEA authorised firm and UK registered company) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of

  8. PS20/17: Proposals to enhance climate-related disclosures by listed issuers and clarification of existing disclosure obligations

    Policy statements Published: 21/12/2020 Last modified: 21/12/2020
    We summarise the feedback to our consultation proposals in CP20/3 and confirm our final policy position.

  9. Sanctions systems and controls: firms’ response to increased sanctions due to Russia’s invasion of Ukraine

    Good and poor practice Published: 06/09/2023 Last modified: 20/03/2024
    We set out key findings from our assessments of sanctions systems and controls in financial services firms. We include examples of good practice and areas for improvement, to help firms deliver even greater compliance with sanctions.

  10. FMG Investment Holdings Ltd trading as ClearSpring Capital (Clone of EEA authorised firm and UK incorporated company)

    Warnings Published: 30/03/2020 Last modified: 30/03/2020
    FMG Investment Holdings Ltd trading as ClearSpring Capital (Clone of EEA authorised firm and UK incorporated company) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why