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Showing 381 to 390 of 13446 search results for FCA regulated entity.

  1. See The Best Fixed Rates Today / See My Fixed Rates / See Fixed Rates (clone of Authorised Representative)

    Warnings Published: 18/08/2021 Last modified: 08/09/2021
    See The Best Fixed Rates Today / See My Fixed Rates / See Fixed Rates (clone of Authorised Representative) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should

  2. Charter Savings (a clone of the FCA authorised firm Charter Savings Bank which is part of Charter Court Financial Services) (clone of FCA authorised firm)

    Warnings Published: 12/01/2021 Last modified: 27/05/2021
    Charter Savings (a clone of the FCA authorised firm Charter Savings Bank which is part of Charter Court Financial Services) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming

  3. UK SFTR news

    Published: 05/03/2021 Last modified: 23/10/2023
    Read FCA news updates on the UK Securities Financing Transactions Regulation (UK SFTR).

  4. MDP entity portal

    Markets Published: 18/07/2017 Last modified: 04/04/2024
    The Market Data Processor (MDP) entity portal allows users to access the MDP system. Find out more about the portal and registering to use it. 

  5. UK AIFM forms

    Firms Investment managers Focus areas Published: 08/06/2016 Last modified: 08/02/2023
    We list the forms UK AIFMs need in order to vary permissions, submit applications, notifications and make other changes.

  6. Reporting obligation

    Markets policy Published: 22/05/2016 Last modified: 24/06/2024
    Under UK European Markets Infrastructure Regulation (UK EMIR) requirements, all counterparties must report any derivative contract concluded, modified or terminated. Find out more about submitting your firm's obligations.

  7. Legal Entity Identifiers: what you need to do [pdf]

    Published: 18/10/2017

  8. The future of open banking and the Joint Regulatory Oversight Committee

    Firms Published: 21/06/2022 Last modified: 13/05/2024
    On 5 June 2023, the Joint Regulatory Oversight Committee set out an ambitious programme of work to take forward recommendations for the next phase of open banking in the UK. This includes the creation of two regulator-led working groups. The groups

  9. JROC invites feedback on the Future Entity for UK open banking

    Calls for input Published: 19/04/2024 Last modified: 19/04/2024
    The Joint Regulatory Oversight Committee (JROC) is calling for input on its proposals for open banking.

  10. Change of legal status

    Tasks for firms Published: 06/08/2015 Last modified: 07/05/2024
    Find out how to notify or apply to us if you're changing your firm’s legal status.