Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 401 to 410 of 13446 search results for FCA regulated entity.

  1. Regulated Covered Bonds Register

    Firms Published: 13/05/2016 Last modified: 23/06/2023
    The Regulated Covered Bonds Register is a public record of all regulated covered bond issuers and regulated covered bonds. See the list of issuers, their bonds and attestations.

  2. Electronic Communications Exclusion (ECE)

    Tasks for regulated firms Published: 19/09/2017 Last modified: 10/02/2023
    Find out more about the ECE, including what the exclusion applies to, when and how to make a notification and the information we need from you.

  3. Commercial agent exclusion (CAE)

    Published: 22/09/2017 Last modified: 17/02/2023
    Find out about exclusions from the scope of the Payment Services Regulations 2017.

  4. From Innovation Hub to Innovation Culture

    Speeches Published: 05/06/2019 Last modified: 28/06/2024
    Speech by Nick Cook, director of innovation delivered at the 6th Central Bank Executive Summit.

  5. Office for Professional Body Anti-Money Laundering Supervision (OPBAS)

    About us What we do Published: 23/01/2018 Last modified: 23/05/2022
    OPBAS is the Office for Professional Body Anti-Money Laundering Supervision

  6. Form and content of liquidity support undertakings from overseas entities for intra-group liquidity modifications [pdf]

    Systems information Published: 24/05/2018

  7. regulated-fixed-income.co.uk

    Warnings Published: 15/11/2021 Last modified: 15/11/2021
    regulated-fixed-income.co.uk is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  8. Competition policy in regulated markets

    Speeches Published: 30/06/2014 Last modified: 11/07/2014
    Competition policy in regulated markets. Speeches First published:. 30/06/2014. Last updated: 11/07/2014. ... Today’s topic - competition policy in regulated markets - is close to my heart.

  9. Initial Coin Offerings

    Statements Published: 12/09/2017 Last modified: 27/02/2019
    Consumer warning about the risks of Initial Coin Offerings (‘ICOs’)

  10. Training and competence

    Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
    Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.