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Showing 41 to 50 of 13466 search results for FCA regulated entity.

41. Operational Resilience

    Tasks for firms Published: 17/05/2017 Last modified: 04/03/2024
    We set out the requirements of our policy and how to report an operational disruption.

42. GCB London

    Warnings Published: 18/10/2022 Last modified: 18/10/2022
    GCB London is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

43. Bridge Lenders

    Warnings Published: 18/10/2022 Last modified: 18/10/2022
    Bridge Lenders is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

44. "Cash Now"

    Warnings Published: 04/11/2021 Last modified: 05/11/2021
    "Cash Now" is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

45. Climate-related reporting requirements

    Published: 22/04/2021 Last modified: 06/10/2022
    The FCA's TCFD-aligned reporting requirements and our plans for extending the requirements.

46. Our priorities in commodity derivative markets regulation

    Markets Regulated markets Published: 22/04/2016 Last modified: 14/12/2022
    Our priorities when regulating markets are to ensure we both respond to changes monitor the changes. Learn more about the regulatory regime and our part.

47. MoU between the FSA and AFM Quebec [pdf]

    Memorandums of understanding Published: 21/03/2011 Last modified: 30/05/2013
    Memorandum of Understanding concerning consultation, cooperation and the exchange of information related to dually regulated entities

48. TSP Options

    Warnings Published: 31/08/2018 Last modified: 21/09/2018
    TSP Options is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

49. Update on IRHP final report

    News stories Published: 11/03/2021 Last modified: 27/09/2021
    The Independent Review of the supervisory intervention on Interest Rate Hedging Products (IRHP) is expected to be finalised and published summer 2021.

50. Primary Market Technical Note 801.1: Disclosures in relation to ESG matters, including climate change [pdf]

    Primary market Published: 11/03/2021
    Listed issuers, other issuers with securities admitted to trading on regulated markets and other entities in scope of requirements under the Market Abuse Regulation and the Prospectus Regulation are subject to a range of disclosure requirements. The