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Showing 421 to 430 of 13446 search results for FCA regulated entity.

421. Article 23C Benchmarks Regulation – Notice of Permitted Legacy Use by Supervised Entities [pdf]

     LIBOR notices Published: 01/07/2023
     Article 23C Benchmarks Regulation – Notice of Permitted Legacy Use by Supervised Entities

422. Article 23C Benchmarks Regulation – Draft Notice of Permitted Legacy Use by Supervised Entities [pdf]

     LIBOR notices Published: 03/04/2023 Last modified: 05/04/2023
     Article 23C Benchmarks Regulation USD – Draft Notice of Permitted Legacy Use by Supervised Entities.

423. Credit unions carrying out consumer credit activities

     Tasks for firms Published: 16/11/2015 Last modified: 03/04/2024
     Find out how to notify the FCA or apply for permission to carry out Conditional Sale, Hire Purchase or other types of consumer credit activity.

424. Buildings insurance for leasehold properties

     Firms General insurers and insurance intermediaries Published: 30/04/2021 Last modified: 30/04/2021
     Our expectations of regulated firms when arranging and providing fair value buildings insurance for leasehold apartment buildings.

425. Safe Regulated Investments/ RS Investments

     Warnings Published: 13/03/2019 Last modified: 14/04/2021
     Safe Regulated Investments/ RS Investments is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

426. Short Form A - Dual-regulated firms [docx]

     Forms Published: 09/12/2021 Last modified: 24/05/2024
     Short Form A - Dual-regulated firms (including EEA and third country firms)

427. Long Form A - Solo-regulated firms [docx]

     Forms Published: 09/12/2021 Last modified: 24/05/2024
     Long Form A - Solo-regulated firms (including EEA and third country)

428. UK EMIR

     Markets Markets policy Published: 23/05/2016 Last modified: 10/01/2023
     The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm.

429. Short Form A - Solo-regulated firms [docx]

     Forms Published: 11/08/2022 Last modified: 24/05/2024
     Application to perform controlled functions including senior management functions.

430. Long Form A - Dual Regulated [docx]

     Forms Published: 09/12/2021 Last modified: 24/05/2024
     Long Form A - Dual Regulated