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Showing 461 to 470 of 13446 search results for FCA regulated entity.

  1. MIC codes for UK Regulated Markets [pdf]

    Documents Published: 23/03/2021
    Regularly updated list of ID codes for UK regulated markets, multilateral trading facilities and organised trading facilities.
  2. Digital Sandbox

    Tasks for firms Focus areas Published: 29/04/2020 Last modified: 07/06/2024
    The Digital Sandbox supports innovators and data providers at various stages of product development.
  3. How we process approved person applications

    Tasks for regulated firms Published: 12/05/2015 Last modified: 08/12/2022
    Find out what happens after submitting your application, including how long it takes for us to make a decision and the possible outcomes.
  4. Contact us

    Last modified: 21/06/2024
    If you have a query, comment or complaint about the FCA you can contact us by web chat, email or phone.
  5. Unregulated Buy Now Pay Later (BNPL) firms becoming authorised

    News stories Published: 23/11/2023 Last modified: 23/11/2023
    Prior to the UK leaving the EU, EEA-based firms were able to operate in the UK without our direct authorisation.
  6. The Senior Managers and Certification Regime: Guide for FCA solo-regulated firms [pdf]

    Policy statements Published: 04/07/2018
  7. Fees publications

    Tasks for firms Published: 26/07/2015 Last modified: 11/04/2024
    The FCA's latest consultations papers and policy statements concerning fees.
  8. Market Data Processor (MDP) on-boarding application form [doc]

    Forms Published: 30/01/2017
    This MDP on-boarding application form is used to advise us what MiFID II data types an entity will be submitting.
  9. Changes to the Regulated Activities Order

    Firms Published: 27/02/2017 Last modified: 13/03/2024
    The Treasury’s investment advice requirements give firms more scope to provide information to customers on financial products and services. Read our summary of the requirements.
  10. Securitisation Repositories

    Markets Markets policy Published: 20/09/2020 Last modified: 10/01/2024
    A Securitisation Repository (SR) is a legal entity that centrally collects and maintains the records of securitisations. Read more on how to apply.