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Showing 471 to 480 of 13446 search results for FCA regulated entity.

  1. Remuneration

    Tasks for regulated firms Published: 08/05/2015 Last modified: 07/03/2023
    Find the remuneration rules from the FCA

  2. Benchmarks

    Markets Regulated markets Published: 22/04/2016 Last modified: 14/12/2022
    Benchmarks are used in a wide range of markets including helping to set prices and measure performance. Find out more about Benchmarks and our work in this area.

  3. Vector Wealth Ltd enters administration

    News stories Published: 22/04/2022 Last modified: 27/04/2022
    We set out the steps Vector Wealth Ltd customers can take and advice on how to protect against scams by fraudsters claiming to be acting on behalf of the administrators.

  4. Fees and levies

    Tasks for firms Published: 08/05/2015 Last modified: 13/07/2023
    Find out about the fees the FCA charge and what they cover, and the levies they collect for organisations that are part of the regulatory system.

  5. MoU between the FSA and Maryland Insurance Administration [pdf]

    Memorandums of understanding Published: 02/07/2009 Last modified: 30/05/2013
    Memorandum of Understanding Concerning Cooperation, Coordination, Consultation and Exchange of Information Related Related to Persons or Entities Engaged in the Business of Insurance

  6. capitalindex.org

    Warnings Published: 29/03/2023 Last modified: 26/06/2023
    capitalindex.org is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  7. The Future of the City

    Speeches Published: 05/02/2018 Last modified: 05/02/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Future of the City dinner.

  8. Impact Assessment: Extending SM&CR to solo-regulated firms [pdf]

    Impact assessments Published: 16/01/2020
    This impact assessment Extending the Senior Managers & Certification Regime to solo-regulated firms relates to CP17/25, CP17/40, PS18/14 and PS19/20

  9. 2013 Disclosure Log

    Last modified: 22/11/2021
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. 

  10. The number of FCA regulated firms - March 2020

    FOI Release Date of Release: 06/04/2020
    The FCA provides a yearly breakdown of the number of FCA regulated firms up until March 2020.