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Showing 491 to 500 of 13447 search results for FCA regulated entity.

  1. Market Watch 70

    Newsletters Published: 03/10/2022 Last modified: 03/10/2022
    In this Market Watch, we outline recent observations on the transaction reporting and instrument reference data regimes. These will be of interest to investment firms, credit institutions, trading venues, systematic internalisers, and approved

  2. Contact

    Last modified: 25/04/2024
    Independent Panels contact page.

  3. MoU between the FSA and the New York State Insurance Department [pdf]

    Memorandums of understanding Published: 10/10/2008 Last modified: 30/05/2013
    Memorandum of Understanding Concerning Cooperation, Coordination, Consultation and Exchange of Information Related to Persons or Entities Engaged in the business of Insurance

  4. MoU between the FSA and the Florida Office of Insurance Regulation [pdf]

    Memorandums of understanding Published: 15/07/2009 Last modified: 30/05/2013
    Memorandum of Understanding Concerning Cooperation, Coordination, Consultation and Exchange of Information Related Related to Persons or Entities Engaged in the Business of Insurance

  5. The retail intermediary market 2018

    Data Published: 06/06/2019 Last modified: 16/11/2023
    This page provides the FCA's analysis of the intermediary sector in 2018 based on data drawn from the Retail Mediation Activities Return (RMAR).

  6. Charles Dickins Ltd

    Warnings Published: 20/11/2023 Last modified: 15/12/2023
    Charles Dickins Ltd is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  7. Complaints data

    Data Published: 25/04/2024 Last modified: 25/04/2024
    The FCA publishes details of the complaints received by banks, insurers, lenders and other firms, and what those complaints were about. View the latest data and the most complained about firms and financial products.

  8. Senior Managers and Certification Regime (SM&CR) and coronavirus (Covid-19): our expectations of solo-regulated firms

    Statements Published: 03/04/2020 Last modified: 22/09/2022
    We recognise that firms directly affected by coronavirus (Covid-19) will need to keep their governance arrangements under review and make appropriate changes as circumstances change

  9. The retail intermediary market 2019

    Data Published: 23/07/2020 Last modified: 16/11/2023
    This page provides the FCA's analysis of the intermediary sector in 2019 based on data drawn from the Retail Mediation Activities Return (RMAR).

  10. Logos and photos

    Last modified: 17/02/2023
    Regulated firms, and organisations like lawyers, auditors and event organisers are not permitted to use the FCA logo on any of their documentation or promotional material.