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Showing 501 to 510 of 13447 search results for FCA regulated entity.

  1. Former director banned from conducting regulated activity

    Statements Published: 09/06/2015 Last modified: 09/06/2015
    Former director banned from conducting regulated activity. Statements First published:. 09/06/2015. ... The Financial Conduct Authority has today banned Kevin Allen from performing any function related to any regulated activity.

  2. RCB key documents

    Published: 13/05/2016 Last modified: 27/03/2024
    Find our key documents and useful information if the regulated covered bonds regime applies to your firm.

  3. Consumer credit - Being regulated - Guide [pdf]

    Finalised guidance Published: 24/04/2014 Last modified: 03/08/2016
    A guide for consumer credit firms on being regulated by the FCA

  4. Cancelling an authorisation or registration

    Firm authorisation Published: 08/08/2017 Last modified: 03/08/2023
    You need to apply to the FCA to cancel your authorisation or registration. Find out how to submit your application.

  5. REP008: Conduct Rules reporting for solo-regulated firms

    Tasks for regulated firms Published: 13/08/2020 Last modified: 09/02/2023
    Under the Senior Managers and Certification Regime (SM&CR), solo-regulated firms need to tell us whether disciplinary action has been taken against individuals, who aren't Senior Managers, for Conduct Rules breaches.

  6. Consumer credit firms

    Consumer credit firms Last modified: 22/03/2023
    Information for consumer credit firms new to regulation wanting to apply for authorisation, their business and tasks for regulated firms

  7. Publications

    Last modified: 19/03/2024
    Policy and guidance, corporate documents, notices and decisions, data, research and forms

  8. HM Treasury, CMA, FCA and PSR joint statement on Open Banking future

    Statements Published: 25/03/2022 Last modified: 25/03/2022
    HM Treasury, CMA, FCA and PSR are working together to provide a vision and propose a constitution for the future open banking entity.

  9. What we publish

    Last modified: 19/03/2024
    We publish a wide range of publications: consultations, policy papers, decision-making documents, research and other useful information. Find out more about the types of documents available.

  10. Instrument Reference Data

    Markets Transaction reporting Published: 30/05/2016 Last modified: 29/09/2022
    Trading venues and systematic internalisers (SIs) are responsible for providing us with instrument reference data.