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Showing 511 to 520 of 13447 search results for FCA regulated entity.

  1. Evolution Trading

    Warnings Published: 09/11/2020 Last modified: 07/08/2023
    Evolution Trading is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  2. Margin requirements for uncleared derivatives

    Markets Markets policy Published: 03/02/2017 Last modified: 17/07/2023
    Find out about margin requirements for uncleared derivatives under UK European Market Infrastructure Regulation (UK EMIR), counterparties and transactions subject to this, and exemptions.

  3. Market Interface Specification (MIS) confidentiality agreement [docx]

    Forms Published: 31/10/2016 Last modified: 03/04/2019
    Entities wishing to become submitting entities under MiFID II need to complete a confidentiality agreement to request a copy of the Market Interface Specification (MIS).

  4. Consumer Duty events

    Events Published: 25/09/2022 Last modified: 27/06/2024
    The FCA has run events to help firms understand our expectations for the Consumer Duty and prepare for implementation. Find out about these and watch the webinars.

  5. Short selling

    Markets Short selling Published: 12/05/2016 Last modified: 28/11/2023
    We have regulated short selling and certain aspects of credit default swaps (CDS) in the UK since 1 November 2012. Learn more about short selling and our powers.

  6. 2016 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016. 

  7. Validation Orders

    Firms Consumer credit firms Published: 09/10/2019 Last modified: 13/02/2023
    The FCA explains what Validation Orders are, the difference between agreements entered into before or after 1 April 2014 and how to apply for one.

  8. Cash Finance Direct (Holdings) Limited

    Statements Published: 19/12/2014 Last modified: 19/12/2014
    On the 17 December the FCA posted on its website a warning about an entity styling itself Cash Finance Direct.

  9. Credit reporting: Interim Working Group (IWG)

    Consumer credit firms Published: 05/12/2023 Last modified: 21/06/2024
    The interim working group (IWG) aims to produce recommendations to the FCA on the new Credit Reporting Governance Body. Find out more about this work.

  10. Sign up for FCA events updates

    Last modified: 21/05/2024
    Sign up for FCA events updates. First published: 25/07/2016 Last updated: 21/05/2024. ... High-cost credit. Please specify. Subscribe. Privacy information. By submitting this form you consent to us sending emails to you regarding FCA events.