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Showing 521 to 530 of 13449 search results for FCA regulated entity.

  1. Credit reporting: Interim Working Group (IWG)

    Consumer credit firms Published: 05/12/2023 Last modified: 21/06/2024
    The interim working group (IWG) aims to produce recommendations to the FCA on the new Credit Reporting Governance Body. Find out more about this work.

  2. Sign up for FCA events updates

    Last modified: 21/05/2024
    Sign up for FCA events updates. First published: 25/07/2016 Last updated: 21/05/2024. ... High-cost credit. Please specify. Subscribe. Privacy information. By submitting this form you consent to us sending emails to you regarding FCA events.

  3. Corporate - Notification for Change in Controller (Section 178 notice) [doc]

    Forms Published: 22/03/2022 Last modified: 23/06/2022
    This form should be completed by a director of a corporate entity that wishes to acquire control or to increase control in a firm or in a parent undertaking of the firm.

  4. Delegation arrangements changes

    Firms Published: 08/06/2016 Last modified: 30/01/2023
    Find out about notifying us of changes to AIFMD delegation and sub-delegation arrangements.

  5. Accuracy of transaction reporting 2021 - January 2022

    FOI Release Date of Release: 12/01/2022
    The FCA answers multiple questions on transaction reporting.

  6. RWM Trade / rwmtrade.com (Clone of FCA regulated firm)

    Warnings Published: 23/03/2023 Last modified: 23/03/2023
    RWM Trade / rwmtrade.com (Clone of FCA regulated firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

  7. Clearing obligation

    Markets Markets policy Published: 24/05/2016 Last modified: 24/06/2024
    Find out more about the clearing obligation under Article 4 of UK European Market Infrastructure Regulation and the updates to the clearing obligation regime under UK EMIR REFIT.

  8. Information on regulated mortgage contracts - February 2020

    FOI Release Date of Release: 11/02/2020
    FCA provides information on the firms able to advise on mortgage contracts.

  9. Investor relations in an increasingly regulated and international world

    Speeches Published: 19/06/2013 Last modified: 18/07/2013
    Speech by David Lawton, Director of Markets, the FCA, to the Investor Relations Society Annual Conference, on 18 June 2013.

  10. Extension of the Senior Managers & Certification Regime (SM&CR) implementation periods for solo-regulated firms

    News stories Published: 30/06/2020 Last modified: 02/09/2020
    The deadline for solo-regulated firms to have undertaken the first assessment of the fitness and propriety of their Certified Persons has been delayed from 9 December 2020 until 31 March 2021.