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Showing 531 to 540 of 13449 search results for FCA regulated entity.

  1. Transparency

    How we operate Published: 06/04/2016 Last modified: 20/12/2021
    The FCA sets out to be as open and accountable as possible, so it can be scrutinised by consumers, firms and Parliament. To do this the FCA publishes information about regulated firms and individuals, or it requires firms and individuals to do so.

  2. NPPR supervisory co-operation arrangements (MoUs)

    Published: 27/05/2016 Last modified: 25/09/2023
    The FCA provides information on Memorandums of Understanding (MoUs) and it is a pre-condition under the Alternative Investment Fund Managers Directive (AIFMD)

  3. Assessing suitability

    Tasks for regulated firms Published: 19/02/2016 Last modified: 06/03/2020
    FCA outlines the process you should follow to assess suitability of for a client

  4. Insurance fraud

    Tasks for regulated firms Published: 09/02/2016 Last modified: 14/02/2023
    We have a voluntary scheme where you can let us know if you suspect or have evidence of fraud by an insurance broker.

  5. Credit unions

    Tasks for firms Published: 11/05/2015 Last modified: 03/05/2024
    Find out how to get authorised and about other requirements for credit unions.

  6. Information on transaction reporting - December 2021

    FOI Release Date of Release: 20/12/2021
    The FCA answers multiple questions on transaction reporting.

  7. Mortgage Charter uptake data

    Data Published: 11/06/2024 Last modified: 11/06/2024
    The FCA provides the latest quarterly data from firms who have signed up to the Government’s Mortgage Charter.

  8. SM&CR categorisation for solo-regulated firms

    Tasks for regulated firms Published: 31/07/2019 Last modified: 06/02/2023
    Under SM&CR, solo-regulated firms are categorised as limited scope, core or enhanced. Find out which category your firm is in and how you can review this.

  9. UK Benchmarks Register

    Published: 01/12/2020 Last modified: 12/01/2024
    Following Brexit, the FCA has developed the UK Benchmarks Register, which replaces the ESMA Register. Learn more and how to use it.

  10. Bowerstone Capital

    Warnings Published: 12/05/2023 Last modified: 02/06/2023
    Bowerstone Capital is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.