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Showing 541 to 550 of 13449 search results for FCA regulated entity.

  1. Listing Transactions – Russia and Belarus sanctions confirmation

    Markets Published: 17/07/2023 Last modified: 17/07/2023
    Confirmations the FCA needs about the effect of sanctions before it can begin work on a vetting, guidance or listing application request.

  2. Final Notice 2015: PricewaterhouseCoopers LLP [pdf]

    Final notices Published: 06/02/2015 Last modified: 06/02/2015
    Following a request received from PricewaterhouseCoopers LLP, the FCA hereby limits and restricts the services to which the sponsor approval of PricewaterhouseCoopers LLP relates

  3. Organisations regulated for debt collection 2016 - 2021 - December 2021

    FOI Release Date of Release: 13/12/2021
    The FCA provides a list of organisations regulated for debt collection by the FCA in 2017

  4. FTX

    Warnings Published: 16/09/2022 Last modified: 21/09/2022
    FTX is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  5. Regulating in a recovery

    Speeches Published: 13/11/2014 Last modified: 13/11/2014
    Speech by John-Griffith Jones, FCA Chairman, at the CASS Business School, London. This is the text of the speech as drafted, which may differ from the delivered version.

  6. Reviewing your resources

    Tasks for regulated firms Published: 03/08/2015 Last modified: 15/02/2023
    If you are a regulated firm, or wish to become regulated, you should review the level of resources required to operate your business effectively.

  7. Other AIFMD notifications

    Firms Published: 08/06/2016 Last modified: 30/01/2023
    There are several scenarios where AIFMD firms need to notify us about changes. Find out about each one and what you need to do.

  8. Coinbits

    Warnings Published: 15/04/2020 Last modified: 15/04/2020
    Coinbits is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  9. FCA’s expectations on financial resilience for FCA solo-regulated firms – statement update

    Statements Published: 26/03/2020 Last modified: 17/04/2020
    Statement on the FCA’s expectations on financial resilience for FCA solo-regulated firms.

  10. Complaints data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Complaints data items: FAQs