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Showing 561 to 570 of 13449 search results for FCA regulated entity.

  1. Requests for letters of goodstanding

    Last modified: 14/10/2020
    Whether the firmwas or is authorised and regulated by us. The permissions held by the firm. ... Information that is disclosed to youshould not be disclosed to third parties without FCA written consent.

  2. Directory of certified and assessed persons

    Tasks for regulated firms Published: 04/09/2019 Last modified: 10/02/2023
    Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.

  3. Zoom Bit / zoom-bit.com (Clone of FCA regulated firm)

    Warnings Published: 24/03/2023 Last modified: 24/03/2023
    Zoom Bit / zoom-bit.com (Clone of FCA regulated firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

  4. Claims management companies

    Claims management companies Last modified: 13/03/2023
    On 1 April 2019 the FCA will become the regulator of claims management companies in England, Wales and Scotland. Find out more.

  5. RegTech

    Tasks for firms Focus areas Published: 11/09/2017 Last modified: 12/04/2024
    RegTech applies to new technologies developed to help overcome regulatory challenges in financial services.

  6. Wixi

    Warnings Published: 08/08/2022 Last modified: 08/08/2022
    Wixi is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  7. Regulatory reporting

    Tasks for regulated firms Published: 03/05/2016 Last modified: 09/02/2023
    Find out more about the type of reports you should be sending us to comply with our regulatory requirements.

  8. BLUFX

    Warnings Published: 05/12/2022 Last modified: 16/02/2023
    BLUFX is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  9. GXCM

    Warnings Published: 13/08/2021 Last modified: 13/08/2021
    GXCM is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  10. Copia Wealth Management Limited is placed into liquidation

    Statements Published: 09/09/2020 Last modified: 09/09/2020
    Mr Floyd Paterson, the sole director of Copia Wealth Management Limited, a firm authorised and regulated by the FCA, has appointed Alex Kachani of Crawfords Accountants in Manchester as liquidator.