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Showing 71 to 80 of 13446 search results for FCA regulated entity.

71. Bruckner Ferdinand

    Warnings Published: 29/03/2019 Last modified: 29/03/2019
    Bruckner Ferdinand is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself from scammers

72. Market Abuse Regulation

    Markets Market abuse Published: 03/05/2016 Last modified: 22/05/2023
    The Market Abuse Regulation (MAR) aims to increase market integrity and investor protection. Find out more about the application and structure of the MAR, market abuse offences and exemptions.

73. External audit requirements for MiFID investment firms

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Find out more about external audit requirements for MiFID investment firms, including what you need to do.

74. JP Holdings LTD (clone)

    Warnings Published: 19/06/2019 Last modified: 19/06/2019
    JP Holdings LTD (clone) is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

75. Meygen Holdings

    Warnings Published: 21/02/2024 Last modified: 18/03/2024
    Meygen Holdings is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

76. Fast Easy Cash

    Warnings Published: 29/09/2020 Last modified: 29/09/2020
    Fast Easy Cash is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

77. ethicalsavingsoptions.com

    Warnings Published: 06/07/2021 Last modified: 16/07/2021
    ethicalsavingsoptions.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

78. Regulation of markets in financial instruments

    Firms Focus areas Markets Markets policy Published: 23/05/2016 Last modified: 11/08/2023
    UK legislation and rules regulating markets in financial instruments are known as the UK MiFID framework. The FCA explains these requirements for investment firms and trading venues.

79. Types of mutual society

    Tasks for regulated firms Published: 12/05/2015 Last modified: 24/02/2023
    Find out about co-operative and community benefit societies, credit unions, building societies and friendly societies. Check if your society should be registered, needs authorisation and fees to pay.

80. GLOBALS-LTTDIAA

    Warnings Published: 03/04/2023 Last modified: 09/05/2023
    GLOBALS-LTTDIAA is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.