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Showing 81 to 90 of 13466 search results for FCA regulated entity.

81. RMA-H COBS data: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/05/2021
    RMA-H COBS data: FAQs

82. Recent statements by Binance and Eqonex Limited

    Press Releases Published: 07/03/2022 Last modified: 07/03/2022
    We are aware of recent statements made by Eqonex Limited and the Binance Group confirming that an entity called Bifinity will advance a US$36 million convertible loan to EQONEX.

83. Temporary permissions regime (TPR) data: solo-regulated firms

    Data Published: 29/01/2024 Last modified: 29/01/2024
    This page provides a data summary of the firms under the temporary permissions regime (TPR).

84. Regulation of markets in financial instruments

    Firms Focus areas Markets Markets policy Published: 23/05/2016 Last modified: 11/08/2023
    UK legislation and rules regulating markets in financial instruments are known as the UK MiFID framework. The FCA explains these requirements for investment firms and trading venues.

85. Capital Traders / www.capital-traders.com

    Warnings Published: 16/01/2019 Last modified: 16/01/2019
    Capital Traders / www.capital-traders.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

86. JP Holdings LTD (clone)

    Warnings Published: 19/06/2019 Last modified: 19/06/2019
    JP Holdings LTD (clone) is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

87. fixedratesavingsandbonds.com

    Warnings Published: 09/08/2021 Last modified: 09/08/2021
    fixedratesavingsandbonds.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

88. Client assets and coronavirus (Covid-19)

    Firms Tasks for regulated firms Published: 06/04/2020 Last modified: 13/02/2023
    Summary of queries we have received and our position on client assets (CASS) compliance related to the current disruption caused by coronavirus (Covid-19).

89. Financial promotions data 2021

    Data Published: 03/02/2022 Last modified: 10/01/2023
    The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2021 to 31 December 2021.

90. Claims Masters LTD

    Warnings Published: 07/05/2021 Last modified: 10/05/2021
    Claims Masters LTD is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.