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DP23/5: Advice Guidance Boundary Review – proposals for closing the advice gap
The FCA's proposals aim to create a regulatory system where a range of commercially viable, high quality models of support will be in place enabling consumers to access support through regulated channels. -
Primary Market Bulletin Issue No. 28 coronavirus (Covid-19) update
In this special edition, we publish a statement on temporary relief for the timing of the publication of half yearly financial reports. -
UBS fined £160 million for significant failings in relation to LIBOR and EURIBOR
The Financial Services Authority (FSA) has fined UBS AG (UBS) £160 million for misconduct relating to the London Interbank Offered Rate (LIBOR) and the Euro Interbank Offered Rate (EURIBOR). This is the largest fine ever imposed by the FSA. -
Engagement feedback on the new public offers and admissions to trading regime
We summarise feedback received on our series of Engagement Papers and events highlighting our emerging policy thinking on the new public offers and admissions to trading regime. -
PS14/1: Distribution of retail investments: referrals to discretionary investment managers and adviser complaints reporting
Final rules on the first two of the proposals we consulted on in CP13/4 in July 2013. -
Fairness, flexibility and the long-term view: the FCA’s vision for the mortgage market
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the UK Finance Annual Mortgage Conference, London. -
Joint Regulatory Oversight Committee highlights 2023 progress and sets out future UK open banking plans
The Joint Regulatory Oversight Committee has today published an update on the significant progress made since it outlined its open banking vision in April and sets out plans to deliver a new generation of payment products and services. -
Best practice note - Identifying, controlling and disclosing inside information
This note is for government departments, industry regulators and public bodies to help them in complying with the relevant obligations under MAR. -
CP13/10: Detailed proposals for the FCA regime for consumer credit
In particular our proposals will interest:. firms that currently hold individual or group consumer credit licences issued by the OFT under the Consumer Credit Act (CCA). -
Matter of fact-sheets: improving consumer comprehension of financial sustainability disclosures
To help consumers better understand sustainability disclosures for investment products, we carried out a programme of behavioural research.