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Showing 2251 to 2260 of 2439 search results for FIBO GROUP.

  1. PS21/20: Changes to UK MiFID’s conduct and organisational requirements

    Policy statements Published: 30/11/2021 Last modified: 30/11/2021
    We set out our final policy position and rules on changes to the research rules and removal of best execution reporting in RTS 27 and RTS 28 following feedback to CP21/9.

  2. TR15/2: Structured Products: Thematic Review of Product Development and Governance

    Thematic reviews Published: 05/03/2015 Last modified: 12/01/2023
    Our recent work in the structured products market has focused on better understanding consumer behaviour and the way that firms approach product development and governance.

  3. JPMorgan Chase Bank N.A. fined £137,610,000 for serious failings relating to its Chief Investment Office’s “London Whale” trades

    Press Releases Published: 19/09/2013 Last modified: 19/09/2013
    In preparation for a regulatory filing (of J.P. Morgan Chase & Co (the Group)’s first quarter net income) on 10 May 2012, the firm’s senior management had commissioned a ... The Group filed a statement of its earnings in the US on 10 May 2012 which

  4. TR14/19 – Wealth management firms and private banks – Conflicts of interest: in-house investment products

    Thematic reviews Published: 24/11/2014 Last modified: 07/02/2022
    Findings of our review of conflicts of interest arising from wealth management and private banking firms’ use of in-house investment products (IHPs) in retail discretionary and advisory investment portfolios.

  5. FG21/4: Guidance for insolvency practitioners on how to approach regulated firms

    Policy and guidance Finalised guidance Published: 12/05/2021 Last modified: 12/05/2021
    We are publishing non-handbook guidance for insolvency practitioners (IPs) on how to approach insolvencies of regulated firms.

  6. DP 21/2: Diversity and inclusion in the financial sector – working together to drive change

    Discussion papers Published: 06/07/2021 Last modified: 04/01/2023
    We are engaging financial firms and other stakeholders in a discussion on how we can accelerate the pace of meaningful change on diversity and inclusion in the sector.

  7. FCA sets out next steps to improve competition in the UK’s asset management industry

    Press Releases Published: 05/04/2018 Last modified: 11/04/2024
    The FCA has published the latest step in its response to the concerns identified through its asset management market study. This is part of a package of remedies to ensure fund managers compete on the value they deliver, and act in the interests of

  8. CP16/16: Minor Handbook changes related to mortgage borrowers with a payment shortfall

    Consultation papers Published: 10/06/2016 Last modified: 10/06/2016
    This paper may be of interest to consumers who either have a mortgage or anticipate getting one, as well as consumer groups.

  9. Claims handling lessons learned from business interruption insurance

    Multi-firm reviews Published: 04/10/2022 Last modified: 04/10/2022
    The FCA sets out the findings from its review assessing how firms handled Business Interruption (BI) insurance claims following the Supreme Court’s judgment on the BI test case, including examples of good practices and areas where firms have

  10. PS13/8 Consumer credit: carrying across some secondary legislation

    Policy statements Published: 30/08/2013 Last modified: 30/08/2013
    The Financial Conduct Authority (FCA) will take over the regulation of consumer credit from the Office of Fair Trading (OFT) on 1 April 2014.