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Showing 1901 to 1910 of 4349 search results for FSA Final Notice.
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FSA - PS13/2 Final rules for inflation-adjusted illustrations for personal pensions and new guidance on preparing product information
In CP12/29 we consulted on draft rules to move to inflation-adjusted illustrations for personal pensions and also new guidance for the preparation of product information. This Policy Statement (PS) provides feedback on the responses we received and -
Final Notice 2023: Przemyslaw Soszynski, trading as Phenix Consultancy [pdf]
This final notice refers to a failure to satisfy the threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation. -
FCA issued Final Notices against Cathay International Holdings Limited, its CEO and Finance Director
Today, the FCA has issued Final Notices against all three. -
Article 23D Benchmarks Regulation – Notice of Requirements [pdf]
Article 23D Benchmarks Regulation – Notice of Requirements -
Final Notice 2019: London Health And Wellness Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
FCA publishes Final Notice for Ian Hannam and confirms a financial penalty of £450,000
FCA publishes Final Notice for Ian Hannam and confirms a financial penalty of £450,000. ... The Financial Conduct Authority (FCA) has today published a Final Notice for Ian Hannam stating that it has fined him £450,000. -
FSA - PS12/16 Mortgage Market Review – feedback on FSA CP11/31 and final rules
This Policy Statement summarises the feedback to our consultation on our proposals for the mortgage market and sets out our final rules. -
Article 23C Benchmarks Regulation – Notice of Permitted Legacy Use by Supervised Entities [pdf]
Article 23C Benchmarks Regulation – Notice of Permitted Legacy Use by Supervised Entities -
Final Notice 2018: R M H Financial Services (Robert Michael Hulme trading as) [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the investment advisory sector, mortgage lenders and intermediaries sector and General -
FCA publishes Final Notice for Keydata’s former finance director, Craig McNeil, fining him £350,000 and prohibiting him from performing any significant influence function
FCA publishes Final Notice for Keydata’s former finance director, Craig McNeil, fining him £350,000 and prohibiting him from performing any significant influence function. ... The Final Notice for Craig McNeil.