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Showing 1911 to 1920 of 4349 search results for FSA Final Notice.

1911. Chairman’s speech

      Speeches Published: 18/07/2013 Last modified: 18/07/2013
      Speech by FCA Chairman, John Griffith-Jones, at the Annual Public Meeting, London. This is the text of the speech as drafted, which may differ from the delivered version.

1912. 2020 fines

      News stories Published: 21/01/2020 Last modified: 02/12/2022
      This page contains information about enforcement fines published during the calendar year ending 2020.

1913. 2019 fines

      News stories Published: 16/01/2019 Last modified: 20/01/2020
      This page contains information about enforcement fines published during the calendar year ending 2019.

1914. 2022 fines

      News stories Published: 28/02/2022 Last modified: 04/01/2023
      Enforcement fines published in 2022.

1915. 2018 fines

      News stories Published: 08/01/2018 Last modified: 15/01/2019
      This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212.

1916. AIFMD

      Focus areas Published: 08/06/2016 Last modified: 06/02/2023
      The Alternative Investment Fund Managers Regulations (UK AIFMD) provide a regulatory framework for alternative investment fund managers (AIFMs). Find out about the requirements.

1917. FSA Decision Notice 2013: Mr Amir Khan [pdf]

      Decision notices Published: 04/04/2013
      For the reasons set out in this Notice, the FSA has decided to take action against Mr Amir Khan.

1918. FSA Supervisory Notice 2009: FTC London UK Limited [pdf]

      Supervisory notices Published: 01/07/2009 Last modified: 14/06/2014
      FSA First Supervisory Notice 2009: FTC London UK Limited - RDC FIRST SUPERVISORY NOTICE - FTC London UK Limited

1919. FSA - PS11/18 [pdf]

      Policy statements Published: 09/12/2011 Last modified: 30/05/2013
      Policy FSA - PS11/18 - This Policy Statement reports on the main issues arising from Consultation Paper 11/17 (FSA Regulation of credit unions in Northern Ireland) and publishes near-final rules.

1920. FSA Supervisory Notice 2008: Jem Insurance Services [pdf]

      Supervisory notices Published: 01/09/2008 Last modified: 14/06/2014
      FSA Supervisory Notice 2008: Jem Insurance Services