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Showing 1971 to 1980 of 4349 search results for FSA Final Notice.

  1. FSA - PS12/15 [pdf]

    Policy statements Published: 28/09/2012 Last modified: 30/05/2013
    Policy FSA - PS12/15 - In this Policy Statement we summarise the feedback to CP12/7 Financial Services Compensation Scheme: changes to the Compensation sourcebook, and present our final rules.

  2. Final Notice 2024: Kulvir Virk [pdf]

    Final notices Published: 24/06/2024
    This Final Notice refers to breaches of PRIN 1 and PRIN 6 related to a failure to act with integrity and a failure to exercise due care, skill and diligence in the pensions sector. We imposed a financial penalty and a prohibition order.

  3. FSA - PS12/6 [pdf]

    Policy statements Published: 26/03/2012 Last modified: 30/05/2013
    Policy FSA - PS12/6 - This Policy Statement reports on the main issues in relation to the CASS Resolution Pack arising from Consultation Paper 11/16 (Recovery and Resolution Plans) and publishes final rules.

  4. FSA - PS12/5 [pdf]

    Policy statements Published: 22/03/2012 Last modified: 30/05/2013
    Policy FSA - PS12/5 - This Policy Statement reports on the main issues arising from Consultation Paper 11/25 (Distribution of Retail Investments: RDR Adviser Charging and Solvency II disclosures) and publishes final rules.

  5. FSA - PS12/3 [pdf]

    Policy statements Published: 27/02/2012 Last modified: 12/09/2014
    Policy FSA - PS12/3 - This Policy Statement reports on the main issues arising from Consultation Paper 11/26 (Distribution of retail investments: RDR Adviser Charging – treatment of legacy assets) and publishes final guidance.

  6. FSA Second Supervisory Notice 2010: Chioma Skilling trading as Chioma Mortgages [pdf]

    Supervisory notices Published: 29/06/2010 Last modified: 14/06/2014
    FSA Second Supervisory Notice 2010: Chioma Skilling trading as Chioma Mortgages

  7. FSA - PS12/17 [pdf]

    Policy statements Published: 01/11/2012 Last modified: 30/05/2013
    Policy FSA - PS12/17 - This Policy Statement (PS) provides feedback on the responses we received to CP 12/10 and presents the final rules we have adopted, which are contained in Appendix 1.

  8. FSA - PS12/23 [pdf]

    Policy statements Published: 14/12/2012 Last modified: 30/05/2013
    Policy FSA - PS12/23 - This Policy Statement summarises feedback received in relation to Part I of Consultation Paper 12/22 (CP12/22) and publishes final rules making changes required under the European Market Infrastructure Regulation (EMIR).

  9. FSA - PS12/13 [pdf]

    Policy statements Published: 27/07/2012 Last modified: 30/05/2013
    Policy FSA - PS12/13 - We are publishing this Policy Statement to summarise the responses received and policy conclusions reached in relation to Consultation Paper CP11/19 (Financial resources requirements for recognised bodies). We also present our

  10. FSA - PS12/22 [pdf]

    Policy statements Published: 14/12/2012 Last modified: 30/05/2013
    Policy FSA - PS12/22 - This Policy Statement reports on the main issues arising from Consultation Paper 12/17 Packaged bank accounts – New ICOBS rules for the sale of non-investment insurance contracts (July 2012) and publishes final rules.
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