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Showing 2041 to 2050 of 4349 search results for FSA Final Notice.

  1. FSA Decision Notice 2012: Angela Burns [pdf]

    Decision notices Published: 28/11/2012 Last modified: 30/05/2013
    FSA Decision Notice 2012: Angela Burns

  2. FSA Supervisory Notice 2009: Bridgewater House (UK) Limited [pdf]

    Supervisory notices Published: 01/03/2009 Last modified: 14/06/2014
    FSA Supervisory Notice 2009: Bridgewater House (UK) Limited

  3. Final notice 2016: Pacific Continental Securities (UK) Limited (In Liquidation) [pdf]

    Final notices Published: 15/03/2016 Last modified: 17/03/2016
    This final notice refers to breaches of Prin 4, Cond and IPRU-INV related to threshold conditions in the investment advisor sector. We imposed a cancellation.

  4. FSA - Handbook Notice 102 [pdf]

    Handbook Published: 23/07/2010 Last modified: 30/05/2013
    On 22 July 2010, the FSA Board made changes to the Handbook which put into place the implementation and use of the new powers and duties received by the FSA as a result of the Financial Services Act 2010

  5. FSA Decision Notice 2012: Ian Charles Hannam [pdf]

    Decision notices Published: 27/02/2012 Last modified: 14/06/2014
    FSA Decision Notice 2012: Ian Charles Hannam

  6. FSA Supervisory Notice 2003: Oak Financial Services [pdf]

    Supervisory notices Published: 01/03/2003 Last modified: 14/06/2014
    FSA Supervisory Notice 2003: Oak Financial Services

  7. FSA Supervisory Notice 2009: First Trade UK Limited [pdf]

    Supervisory notices Published: 01/04/2009 Last modified: 14/06/2014
    FSA Supervisory Notice 2009: First Trade UK Limited

  8. FSA Supervisory Notice 2008: Lawrence Morton & Company ("LMC") [pdf]

    Supervisory notices Published: 01/05/2008 Last modified: 14/06/2014
    FSA Supervisory Notice 2008: Lawrence Morton & Company ("LMC")

  9. FSA Decision Notice 2011: Westwood Independent Financial Planners [pdf]

    Decision notices Published: 31/05/2011 Last modified: 14/06/2014
    FSA Decision Notice 2011: Westwood Independent Financial Planners

  10. FSA Supervisory Notice 2008: Corporate Insurance Management Limited [pdf]

    Supervisory notices Published: 01/03/2008 Last modified: 14/06/2014
    FSA Supervisory Notice 2008: Corporate Insurance Management Limited
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