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Showing 2051 to 2060 of 4349 search results for FSA Final Notice.

  1. Final Notice 2024: Hadyn Gamblin [pdf]

    Final notices Published: 01/03/2024
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

  2. FSA Supervisory Notice 2010: The Clarkson Hill Group Plc [pdf]

    Supervisory notices Published: 23/11/2010 Last modified: 14/06/2014
    FSA Supervisory Notice 2010: The Clarkson Hill Group Plc

  3. FSA Supervisory Notice 2008: Huw Morris trading as Cwrt Garage [pdf]

    Supervisory notices Published: 01/03/2008 Last modified: 14/06/2014
    FSA Supervisory Notice 2008: Huw Morris trading as Cwrt Garage

  4. FSA - Handbook Notice 115 [pdf]

    Handbook Published: 08/12/2011 Last modified: 30/05/2013
    On 22 September 2011 the FSA Board made changes to the Handbook as part of the Retail Distribution Review (RDR) programme. These changes provide that trail commission can continue for pre-RDR products and makes changes to the adviser charging rules

  5. FSA - Handbook Notice 112 [pdf]

    Handbook Published: 02/08/2011 Last modified: 30/05/2013
    On 1 July 2011 the FSA Board made changes to the Handbook in the UCITS IV Directive Instrument (FSA 2011/39) which implements changes to the UCITS Directive made by the European Union, and incorporates the Key Investor Information Regulation which

  6. Interest rate hedging products (IRHP)

    Consumers Know your rights Published: 19/04/2016 Last modified: 14/12/2021
    We explain the background to the mis-selling and redress scheme.

  7. FSA Supervisory Notice 2009: David Viner Element trading as Money Matters [pdf]

    Supervisory notices Published: 01/04/2009 Last modified: 14/06/2014
    FSA First Supervisory Notice 2009: David Viner Element trading as Money Matters

  8. FSA Supervisory Notice 2010: Joseph Anthony Masi trading as Select Mortgage Services. [pdf]

    Supervisory notices Published: 16/03/2010 Last modified: 14/06/2014
    FSA Supervisory Notice 2010: Joseph Anthony Masi trading as Select Mortgage Services.

  9. FSA - Handbook Notice 99 [pdf]

    Handbook Published: 23/04/2010 Last modified: 30/05/2013
    On 22 April 2010, the FSA Board made changes to the Handbook in which correct two errors in the Listing Rules sourcebook

  10. FSA Supervisory Notice 2004: Alan Stuart Webb trading as A. & P.W. Consultants [pdf]

    Supervisory notices Published: 01/08/2004 Last modified: 14/06/2014
    FSA Supervisory Notice 2004: Alan Stuart Webb trading as A. & P.W. Consultants
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