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Showing 2061 to 2070 of 4349 search results for FSA Final Notice.

  1. FSA Supervisory Notice 2006: Rotton Park/Winson Green Credit Union Limited [pdf]

    Supervisory notices Published: 01/06/2006 Last modified: 14/06/2014
    FSA Supervisory Notice 2006: Rotton Park/Winson Green Credit Union Limited

  2. FSA Supervisory Notice 2005: David Robert Charles Gale, (trading as Gale Financial) [pdf]

    Supervisory notices Published: 01/10/2005 Last modified: 14/06/2014
    FSA Supervisory Notice 2005: David Robert Charles Gale, (trading as Gale Financial)

  3. FCA Final Notice 2013: Policy Administration Services Limited [pdf]

    Final notices Published: 03/07/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3 and 6 related to complaints-handling, and the unfair treatment of customers in the general insurance and protection sector. We imposed a fine.

  4. FSA - Handbook Notice 125 [pdf]

    Handbook Published: 13/12/2012 Last modified: 30/05/2013
    On 13 December 2012 the FSA Board made changes to the Handbook which make make minor administrative corrections to the Handbook, none of which represents any change in FSA policy.

  5. FSA Supervisory Notice 2009: City Estates Mortgages Limited [pdf]

    Supervisory notices Published: 01/05/2009 Last modified: 14/06/2014
    FSA First Supervisory Notice 2009: City Estates Mortgages Limited - RDC FIRST SUPERVISORY NOTICE - City Estates Mortgages Limited

  6. FSA Decision Notice 2011: Derek Wright [pdf]

    Decision notices Published: 23/02/2011 Last modified: 14/06/2014
    FSA Decision Notice 2011: Derek Wright

  7. FSA Decision Notice 2011: Stuart Unwin [pdf]

    Decision notices Published: 02/03/2011 Last modified: 14/06/2014
    FSA Decision Notice 2011: Stuart Unwin

  8. FSA - Handbook Notice 121 [pdf]

    Handbook Published: 29/06/2012 Last modified: 30/05/2013
    On 20 June 2012 the FSA Board made changes to the Handbook to the Prospectus Rules (PR), Listing Rules (LR) and Disclosure and Transparency Rules (DTR), in order to implement the Prospectus Directive Amending Directive (FSA 2012/29).

  9. PS13/4 - Financial Conglomerates Directive – Technical Review Amendments [pdf]

    Policy statements Published: 04/06/2013 Last modified: 04/06/2013
    In this Policy Statement we report on the main issues arising from FSA Consultation Paper 12/40 (Financial Conglomerates Directive – Technical review amendments) and publish the final rules.

  10. FSA Supervisory Notice 2008: Trekfree Associates Limited [pdf]

    Supervisory notices Published: 01/03/2008 Last modified: 14/06/2014
    FSA Supervisory Notice 2008: Trekfree Associates Limited
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