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Showing 2071 to 2080 of 4349 search results for FSA Final Notice.

  1. FSA Supervisory Notice 2008: Lada Trade Centre Limited [pdf]

    Supervisory notices Published: 01/05/2008 Last modified: 14/06/2014
    FSA Supervisory Notice 2008: Lada Trade Centre Limited

  2. FSA - CP13/1 FSCS Funding Model Review - feedback on CP12/16 and further consultation [pdf]

    Consultation papers Published: 18/01/2013 Last modified: 30/05/2013
    Consultation FSA - CP13/1 - In this paper we summarise the feedback to CP12/16, FSCS Funding Model Review (July 2012), and our response. We also confirm the final rules except in one area (relating to the funding of costs that exceed FCA FSCS

  3. FSA Supervisory Notice 2009: Irvine North Credit Union Limited [pdf]

    Supervisory notices Published: 01/02/2009 Last modified: 14/06/2014
    FSA Supervisory Notice 2009: Irvine North Credit Union Limited

  4. FSA Second Supervisory Notice 2009: Network Data Limited [pdf]

    Supervisory notices Published: 01/04/2009 Last modified: 14/06/2014
    FSA Second Supervisory Notice 2009: Network Data Limited

  5. FSA Supervisory Notice 2007: Corby Community Credit Union Limited ('Corby') [pdf]

    Supervisory notices Published: 01/05/2007 Last modified: 14/06/2014
    FSA Supervisory Notice 2007: Corby Community Credit Union Limited ('Corby')

  6. FSA - Handbook Notice 119 [pdf]

    Handbook Published: 27/02/2012 Last modified: 30/05/2013
    On 23 February 2012, in addition to the changes described in Handbook Notice 117, the FSA Board made changes to the Handbook which improves rules for with-profits businesses and enhances governance by mandating an increased role for the with-profits

  7. FSA Decision Notice 2011: 7722656 Canada Inc formerly carrying on business as Swift Trade Inc [pdf]

    Decision notices Published: 31/08/2011 Last modified: 26/09/2014
    FSA Decision Notice 2011: 7722656 Canada Inc formerly carrying on business as Swift Trade Inc.

  8. FCA Final Notice 2013: Mr Rahul Shah [pdf]

    Final notices Published: 13/11/2013 Last modified: 07/04/2015
    This final notice refers to breaches of MAR related to market abuse in the investment adviser sector. We imposed a fine and prohibition.

  9. FSA Supervisory Notice 2008: Woodsidecars.com Limited [pdf]

    Supervisory notices Published: 01/05/2008 Last modified: 14/06/2014
    FSA Supervisory Notice 2008: Woodsidecars.com Limited

  10. FSA Supervisory Notice 2007: Paula Dove (trading as Southside Mortgage Centre) [pdf]

    Supervisory notices Published: 01/11/2007 Last modified: 14/06/2014
    FSA Supervisory Notice 2007: Paula Dove (trading as Southside Mortgage Centre)
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