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Showing 2101 to 2110 of 4349 search results for FSA Final Notice.

  1. FSA - Handbook Notice 106 [pdf]

    Handbook Published: 20/01/2011 Last modified: 30/05/2013
    On 19 January 2011 the FSA Board made changes to the Handbook which give guidance on ‘acting in concert’ and ‘deemed voting power’ following legislative changes made to the controllers’ regime in the Financial Services and Markets Act 2000
  2. Final Notice 2022: E.A. McCarroll [pdf]

    Final notices Published: 29/09/2022
    This Final Notice (E.A. McCarroll) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.
  3. FSA Supervisory Notice 2008: Peter Richard Hilder, trading as Savings Assured Mortgages [pdf]

    Supervisory notices Published: 01/08/2008 Last modified: 14/06/2014
    FSA Supervisory Notice 2008: Peter Richard Hilder, trading as Savings Assured Mortgages
  4. FSA Supervisory Notice 2005: Williams, Stewart James (trading as S & J Consultants) [pdf]

    Supervisory notices Published: 01/06/2005 Last modified: 14/06/2014
    FSA Supervisory Notice 2005: Williams, Stewart James (trading as S & J Consultants)
  5. FSA Supervisory Notice 2006: Cornelius McGee (trading as McGee Lindsay and Company) [pdf]

    Supervisory notices Published: 01/01/2006 Last modified: 14/06/2014
    FSA Supervisory Notice 2006: Cornelius McGee (trading as McGee Lindsay and Company)
  6. FSA Supervisory Notice 2010: Motorloanshop.com Limited [pdf]

    Supervisory notices Published: 01/03/2010 Last modified: 14/06/2014
    FSA Supervisory Notice 2010: Motorloanshop.com Limited
  7. FSA Supervisory Notice 2007: (Abimbola Mojeed Hassan trading as) Home Mortgage Broker [pdf]

    Supervisory notices Published: 01/03/2007 Last modified: 14/06/2014
    FSA Supervisory Notice 2007: (Abimbola Mojeed Hassan trading as) Home Mortgage Broker
  8. FSA Supervisory Notice 2009: Gregory Peter Lagan trading as Gregory Lagan Motors [pdf]

    Supervisory notices Published: 01/11/2009 Last modified: 14/06/2014
    FSA First Supervisory Notice 2009: Gregory Peter Lagan trading as Gregory Lagan Motors
  9. Final Notice 2022: Ashkan Zahedian [pdf]

    Final notices Published: 08/11/2022
    This Final Notice (Ashkan Zahedian) refers to a failure to satisfy the Fit and Proper Test (FIT). We imposed a prohibition.
  10. FSA Supervisory Notice 2008: Mr John Garfield Howe trading as Mortgage Force (BS005) [pdf]

    Supervisory notices Published: 01/06/2008 Last modified: 14/06/2014
    FSA Supervisory Notice 2008: Mr John Garfield Howe trading as Mortgage Force (BS005)