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Showing 2111 to 2120 of 4349 search results for FSA Final Notice.

  1. FSA Second Supervisory Notice 2005: Williams, Stewart James (trading as S & J Consultants) [pdf]

    Supervisory notices Published: 01/08/2005 Last modified: 14/06/2014
    FSA Second Supervisory Notice 2005: Williams, Stewart James (trading as S & J Consultants)

  2. FSA Supervisory Notice 2010: Ian Barber trading as PDS Financial Services [pdf]

    Supervisory notices Published: 16/09/2010 Last modified: 14/06/2014
    FSA Supervisory Notice 2010: Ian Barber trading as PDS Financial Services

  3. FSA Supervisory Notice 2009: Devereux Klein Financial Management Limited [pdf]

    Supervisory notices Published: 01/07/2009 Last modified: 14/06/2014
    FSA Supervisory Notice 2009: Devereux Klein Financial Management Limited

  4. FSA - Handbook Notice 122 [pdf]

    Handbook Published: 27/07/2012 Last modified: 30/05/2013
    On 26 July 2012 the FSA Board made changes to the Handbook which set out regulatory requirements applicable to a firm carrying on the new activity of ‘bidding in emissions auctions’

  5. FSA - Handbook Notice 117 [pdf]

    Handbook Published: 27/02/2012 Last modified: 30/05/2013
    On 23 February 2012 the FSA Board made changes to the Handbook which amend the appropriate qualifications list for activities which advisers conduct under the Retail Distribution Review (RDR)

  6. FSA - Handbook Notice 116 [pdf]

    Handbook Published: 19/01/2012 Last modified: 30/05/2013
    On 21 December 2011 the FSA Board made changes to the Handbook in which introduce a protected cells regime that will enhance investor protection and market confidence in UK open-ended investment companies (OEICs)

  7. FSA Decision Notice 2012: Sidney Cordle [pdf]

    Decision notices Published: 20/01/2012 Last modified: 14/06/2014
    FSA Decision Notice 2012: Sidney Cordle

  8. FSA Decision Notice 2011: Raymond Wagner [pdf]

    Decision notices Published: 14/04/2011 Last modified: 14/06/2014
    FSA Decision Notice 2011: Raymond Wagner

  9. FSA Supervisory Notice 2007: Litaid Limited [pdf]

    Supervisory notices Published: 01/03/2007 Last modified: 14/06/2014
    FSA Supervisory Notice 2007: Litaid Limited

  10. FSA Supervisory Notice 2008: Comline Group Limited [pdf]

    Supervisory notices Published: 01/06/2008 Last modified: 14/06/2014
    FSA Supervisory Notice 2008: Comline Group Limited
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