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Showing 2181 to 2190 of 4349 search results for FSA Final Notice.

  1. FSA Second Supervisory Notice 2006: William Faulkner (trading as Policylink & Apsley Homes Estate Agency) [pdf]

    Supervisory notices Published: 01/10/2006 Last modified: 14/06/2014
    FSA Second Supervisory Notice 2006: William Faulkner (trading as Policylink & Apsley Homes Estate Agency)

  2. FSA Supervisory Notice 2004: Meredith Alan Beattie trading as M A Beattie Assurance - First Supervisory Notice [pdf]

    Supervisory notices Published: 01/06/2004 Last modified: 14/06/2014
    FSA Supervisory Notice 2004: Meredith Alan Beattie trading as M A Beattie Assurance - First Supervisory Notice

  3. FCA Final Notice 2013: Westwood Independent Financial Planners [pdf]

    Final notices Published: 17/12/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 7, PRIN 9 and COBS related to mis-selling and unfair treatment of customers in the investment advisers and platforms sector. We imposed a fine.

  4. FSA Supervisory Notice 2008: South West Durham Credit Union Limited [pdf]

    Supervisory notices Published: 01/11/2008 Last modified: 14/06/2014
    FSA Supervisory Notice 2008: South West Durham Credit Union Limited

  5. FSA Supervisory Notice 2003: David Purnell & Company [pdf]

    Supervisory notices Published: 01/07/2003 Last modified: 14/06/2014
    FSA Supervisory Notice 2003: David Purnell & Company

  6. FSA Supervisory Notice 2008: The Freedom SIPP Limited [pdf]

    Supervisory notices Published: 01/07/2009 Last modified: 14/06/2014
    FSA Supervisory Notice 2008: The Freedom SIPP Limited

  7. FSA Supervisory Notice 2002: Roger Jay Financial Services [pdf]

    Supervisory notices Published: 01/08/2002 Last modified: 14/06/2014
    FSA Supervisory Notice 2002: Roger Jay Financial Services

  8. Final Notice 2024: Graham Lilley T/A Global Car Leasing [pdf]

    Final notices Published: 12/06/2024
    This Final Notice refers to breaches of FIT and COND related to a lack of fitness/propriety and breach of COND in the consumer credit sector. We imposed a prohibition and a cancellation of Part 4A permissions.

  9. FSA Second Supervisory Notice 2008: The Freedom SIPP Limited [pdf]

    Supervisory notices Published: 01/07/2009 Last modified: 14/06/2014
    FSA Second Supervisory Notice 2008: The Freedom SIPP Limited

  10. FSA Supervisory Notice 2007: Harry Selvarajah [pdf]

    Supervisory notices Published: 01/02/2007 Last modified: 14/06/2014
    FSA Supervisory Notice 2007: Harry Selvarajah
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