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Showing 2221 to 2230 of 4349 search results for FSA Final Notice.

  1. Final Notice 2023: Avanao Limited (trading as carloans.co.uk) [pdf]

    Final notices Published: 08/09/2023
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation

  2. Final notice 2015: AR Capital [pdf]

    Final notices Published: 12/11/2015 Last modified: 12/11/2015
    This final notice refers to an applicant for Part 4A permission not satisfying the FCA’s appropriate resources and suitability threshold conditions. We refused the application.

  3. FSA - Notice of Undertaking: Absolute Assigned Policies [pdf]

    Undertakings Published: 19/12/2006 Last modified: 30/05/2013
    Undertakings FSA - Notice of Undertaking: Absolute Assigned Policies - Asset Management

  4. FCA Final Notice 2013: Foneshield (UK) Limited [pdf]

    Final notices Published: 26/07/2013 Last modified: 07/04/2015
    This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  5. FSA - Notice of Undertaking: Consumer Protection Association Ltd [pdf]

    Undertakings Published: 03/07/2006 Last modified: 30/05/2013
    Undertakings FSA - Notice of Undertaking: Consumer Protection Association Ltd - Deposit Insurance

  6. FSA - Notice of Undertaking: HSA / Simplyhealth Access [pdf]

    Undertakings Published: 31/10/2006 Last modified: 30/05/2013
    Undertakings FSA - Notice of Undertaking: HSA / Simplyhealth Access - Medical Insurance

  7. FSA Supervisory Notice 2009: Jim Fanning trading as James Fanning Financial Services [pdf]

    Supervisory notices Published: 01/12/2009 Last modified: 14/06/2014
    FSA Supervisory Notice 2009: Jim Fanning trading as James Fanning Financial Services

  8. Final notice 2016: Mr Paul White [pdf]

    Final notices Published: 12/04/2016 Last modified: 12/04/2016
    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment bank sector. We imposed a prohibition and public censure.

  9. FSA - Notice of Undertaking: Card Protection Plan Ltd [pdf]

    Undertakings Published: 15/11/2012 Last modified: 30/05/2013
    Undertakings FSA - Notice of Undertaking: Card Protection Plan Ltd - Card protection terms and conditions

  10. Final Notice 2017: Ian Foden [pdf]

    Final notices Published: 23/06/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
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