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Showing 2251 to 2260 of 4349 search results for FSA Final Notice.

2251. Final Notice 2024: Robert Harriss [pdf]

      Final notices Published: 24/05/2024
      This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the credit broker sector. We imposed a prohibition.

2252. FSA Supervisory Notice 2007: Skelmersdale Credit Union Limited [pdf]

      Supervisory notices Published: 01/02/2007 Last modified: 14/06/2014
      FSA Supervisory Notice 2007: Skelmersdale Credit Union Limited

2253. FCA Final Notice 2013: Omar Sohail Zaman (trading as Worldwide Money Exchange) [pdf]

      Final notices Published: 07/08/2013 Last modified: 07/04/2015
      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

2254. November Handbook Notice [pdf]

      Handbook Published: 03/11/2012 Last modified: 25/06/2013

2255. Final Notice 2021: Mr Adrian Horn [pdf]

      Final notices Published: 04/03/2021
      The Final Notice refers to breaches of MAR and FIT relating to Market Abuse in the Trading Firm sector. We imposed a Financial Penalty and Prohibition.

2256. Final Notice 2024: Clint Canning (AKA Christian Beauchamp AKA Clint Foster) [pdf]

      Final notices Published: 16/02/2024
      This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

2257. FSA Supervisory Notice 2002: G B Griffiths & Company Limited [pdf]

      Supervisory notices Published: 01/11/2002 Last modified: 14/06/2014
      FSA Supervisory Notice 2002: G B Griffiths & Company Limited

2258. FSA Supervisory Notice 2004: Greater Pollokshaws Credit Union Limited [pdf]

      Supervisory notices Published: 01/08/2004 Last modified: 14/06/2014
      FSA Supervisory Notice 2004: Greater Pollokshaws Credit Union Limited

2259. FSA Supervisory Notice 2009: Griffiths McAlister Insurance Brokers Limited [pdf]

      Supervisory notices Published: 01/03/2009 Last modified: 14/06/2014
      FSA First Supervisory Notice 2009: Griffiths McAlister Insurance Brokers Limited

2260. Final Notice 2023: David Nigel Lewis [pdf]

      Final notices Published: 27/11/2023
      This Final Notice refers to breaches of Principles for Business 6 and 7 related to the provision of unsuitable pension transfer advice in the pensions sector. We imposed a partial prohibition. A payment of £26,800 is being made to the FSCS.