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Showing 2261 to 2270 of 4349 search results for FSA Final Notice.

  1. FSA - Notice of Undertaking: A P Financial Services UK Limited [pdf]

    Undertakings Published: 18/01/2010 Last modified: 30/05/2013
    Undertakings FSA - Notice of Undertaking: A P Financial Services UK Limited - Independent financial advice

  2. FSA Supervisory Notice 2012: Christopher John Riches trading as Fairway Mortgages [pdf]

    Supervisory notices Published: 26/06/2012 Last modified: 14/06/2014
    FSA First Supervisory Notice 2012: Christopher John Riches trading as Fairway Mortgages

  3. FSA Supervisory Notice 2010: Abraham Olorunshola trading as Canaan Properties Estate [pdf]

    Supervisory notices Published: 27/05/2010 Last modified: 14/06/2014
    FSA Supervisory Notice 2010: Abraham Olorunshola trading as Canaan Properties Estate

  4. FSA Supervisory Notice 2005: Harvey Simon [pdf]

    Supervisory notices Published: 01/01/2005 Last modified: 14/06/2014
    FSA Supervisory Notice 2005: Harvey Simon

  5. Final Notice 2017: Parm Milap [pdf]

    Final notices Published: 04/07/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2018: Alex Payne [pdf]

    Final notices Published: 16/08/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2022: Simon Tyson [pdf]

    Final notices Published: 06/10/2022
    This Final Notice (Simon Tyson) refers to breaches of APER 7 related to the failure to ensure compliance with PRIN 3 in the trading firms sector, which led to further breaches of SUP 17, SUP 15 and Article 16 of MAR. We imposed a financial penalty

  8. Final Notice 2019: Rarezero Ltd [pdf]

    Final notices Published: 15/11/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  9. Final notice 2016: Mr Adam Harris trading as BM Motors [pdf]

    Final notices Published: 10/10/2016
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  10. Final Notice 2017: Gary Drury [pdf]

    Final notices Published: 17/05/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
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