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Showing 2271 to 2280 of 4349 search results for FSA Final Notice.

  1. Final Notice 2022: Metro Bank plc [pdf]

    Final notices Published: 12/12/2022
    The Final Notice (Metro Bank plc) refers to breaches of Listing Rules 1.3.3R related to misleading information not to be published in the Retail Bank sector. We imposed a financial penalty.

  2. Final Notice 2017: John Green [pdf]

    Final notices Published: 02/02/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. FSA - Handbook Notice 114 [pdf]

    Handbook Published: 03/11/2011 Last modified: 30/05/2013
    On 2 November 2011 the FSA Board made changes to the Handbook in five instruments which propose to limit the scope of the voiding rules to large firms that are of systemic importance and have higher risk business models

  4. Final Notice 2017: Philip Gee [pdf]

    Final notices Published: 29/03/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2017: Alan Swift [pdf]

    Final notices Published: 03/03/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2015: Kevin Allen [pdf]

    Final notices Published: 09/06/2015 Last modified: 09/06/2015
    This final notice refers to breaches of APER 1 & FIT related to lack of fitness/propriety in the Mortgages sector. We imposed a prohibition and a public censure.

  7. Final Notice 2022: John Gordon (trading as Magic Cycles) [pdf]

    Final notices Published: 27/10/2022
    This final notice (John Gordon - trading as Magic Cycles) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2015: Neil Moir trading as ‘Readymoney’ [pdf]

    Final notices Published: 26/08/2015 Last modified: 26/08/2015
    This final notice refers to breaches of COND and PRIN 11 related to threshold conditions, failing to be open and co-operative and lack of fitness/propriety in the consumer credit sector. We imposed a refusal.

  9. FSA Supervisory Notice 2002: Allan Austin Investment Services [pdf]

    Supervisory notices Published: 01/10/2002 Last modified: 14/06/2014
    FSA Supervisory Notice 2002: Allan Austin Investment Services

  10. FSA Supervisory Notice 2005: MJT Mortgages [pdf]

    Supervisory notices Published: 01/03/2005 Last modified: 14/06/2014
    FSA Supervisory Notice 2005: MJT Mortgages
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