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Showing 2281 to 2290 of 4349 search results for FSA Final Notice.

2281. Final Notice 2023: Keal Stevens [pdf]

      Final notices Published: 10/08/2023
      This final notice (Keal Stevens) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

2282. Final Notice 2022: MHM Plant Group Limited [pdf]

      Final notices Published: 18/11/2022
      This final notice (MHM Plant Group Limited) refers to a failure to satisfy threshold conditions (COND) in the credit broking sector. We refused the firm’s application for authorisation.

2283. Final Notice 2020: Barclays [pdf]

      Final notices Published: 15/12/2020
      This Final Notice (Barclays) refers to breaches of PRIN 6, PRIN 3, and CONC related to unfair treatment of customers in the Retail Banking sector. We imposed a financial penalty.

2284. FCA Final Notice 2013: Derek Jones [pdf]

      Final notices Published: 29/04/2013 Last modified: 19/05/2015
      This final notice refers to breaches of APER 6 related to lack of fitness /propriety in the mortgage and consumer credit sector. We imposed a prohibition.

2285. FSA Supervisory Notice 2010: Landsbanki Islands hf [pdf]

      Supervisory notices Published: 20/07/2010 Last modified: 14/06/2014
      FSA Supervisory Notice 2010: Landsbanki Islands hf

2286. FCA Final Notice 2014: Royal Bank of Scotland plc and National Westminster Bank Plc [pdf]

      Final notices Published: 27/08/2014 Last modified: 07/04/2015
      This final notice refers to breaches of PRIN 2, PRIN 9, and MCOB related to mis-selling in the retail bank sector. We imposed a fine.

2287. FCA Final Notice 2014: Mohsin Shahzad Khan [pdf]

      Final notices Published: 11/07/2014 Last modified: 07/04/2015
      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

2288. Final notice 2016: Shay Jacob Reches [pdf]

      Final notices Published: 01/02/2016 Last modified: 01/02/2016
      This final notice refers to breaches of section 63A and FIT related to appointed representatives, failing to be open and co-operative, client money, lack of fitness/propriety and unfair treatment of customers in the general insurance and protection

2289. Final notice 2016: Ashbank Cars [pdf]

      Final notices Published: 02/06/2016 Last modified: 02/06/2016
      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

2290. Final Notice 2024: Keyvolute Limited t/a Payshot Limited [pdf]

      Final notices Published: 18/06/2024
      This Final Notice refers to a failure to carry on payment service activities. We imposed a cancellation.