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Showing 2441 to 2450 of 4349 search results for FSA Final Notice.

  1. Final Notice 2015: Moorhouse Group Limited [pdf]

    Final notices Published: 23/04/2015 Last modified: 23/04/2015
    This final notice refers to breaches of PRIN 3 and PRIN 7 related to mis-selling and culture/governance in the general insurance and protection sector. We imposed a fine.

  2. Final notice 2016: Anthony Burton [pdf]

    Final notices Published: 27/10/2016
    This final notice refers to breaches of PRIN 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. FSA Supervisory Notice 2009: Jeffery Flanders (Consulting) Ltd [pdf]

    Supervisory notices Published: 01/10/2009 Last modified: 14/06/2014
    FSA First Supervisory Notice 2009: Jeffery Flanders (Consulting) Ltd

  4. Final notice 2016: Russell Blakey [pdf]

    Final notices Published: 30/06/2016 Last modified: 30/06/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. FSA Decision Notice 2012: Mr Anthony Verrier [pdf]

    Decision notices Published: 28/03/2012 Last modified: 14/06/2014
    FSA Decision Notice 2012: Mr Anthony Verrier

  6. How we grant confirmation

    Tasks for regulated firms Published: 06/08/2015 Last modified: 08/02/2023
    This process is so that we ensure a consistent and efficient approach when dealing with requests for confirmation.

  7. Final Notice 2015: Forexex Limited [pdf]

    Final notices Published: 24/07/2015 Last modified: 24/07/2015
    This final notice refers to breaches of Payment Services Regulations 2009, Regulation 13, related to lack of fitness/propriety and failing to be open and co-operative with the Authority. We imposed a refusal of the firm’s application for

  8. FCA Final Notice 2013: Edward Bayorson [pdf]

    Final notices Published: 31/10/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

  9. FCA Final Notice 2014: Biottha Limited [pdf]

    Final notices Published: 18/06/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

  10. Final Notice 2015: Phillip Harold Boakes [pdf]

    Final notices Published: 24/11/2015 Last modified: 24/11/2015
    The case concerns breaches of FIT related to a lack of fitness/propriety in the investment adviser sector . We imposed a prohibition.
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