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Showing 2501 to 2510 of 4347 search results for FSA Final Notice.
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FSA Decision Notice 2012: David Einhorn [pdf]
FSA Decision Notice 2012: David Einhorn -
Final Notice 2021: MBO Power Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
FSA Decision Notice 2012: Greenlight Capital Inc. [pdf]
FSA Decision Notice 2012: Greenlight Capital Inc. -
Final Notice 2023: LCUK Finance Ltd [pdf]
This final notice refers to a failure to be open and co-operative with the Authority PRIN 11. -
Final notice 2015: Big T Media Limited [pdf]
The final notice refers to breaches of COND, CONC, PRIN 11, CASS, SYSC related to threshold conditions and failing to be open and co-operative in the consumer credit sector. We imposed a refusal. -
Final Notice 2017: Muhammad Abdullah [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2023: Mach 1 Sales Ltd [pdf]
This final notice (Mach 1 Sales Ltd) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11). Adequate information was not provided in a timely manner despite several attempts to obtain a response. We -
Final notice 2016: Cenkos Securities Plc [pdf]
This final notice refers to listing rules breaches in the sponsor sector. We imposed a fine. -
Final Notice 2016: MailServe Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Reuben Cunningham [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.