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Showing 2531 to 2540 of 4347 search results for FSA Final Notice.
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Final Notice 2023: Ovi Motors Ltd [pdf]
This Final Notice (Ovi Motors Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation. -
Final Notice 2022: Cars and Van Sales Ltd [pdf]
This final notice (Cars and Van Sales Ltd) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Credit Broking sector. We refused the firm’s application for authorisation. -
Final notice 2016: Achilles Macris [pdf]
The case concerns breaches of APER 4 related to Mr Macris’ failure to deal with the Authority in an open and cooperative way. We also imposed a financial penalty on Mr Macris. -
Final Notice 2018: Alex Hope [pdf]
This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment sector. We imposed a prohibition. -
Final Notice 2023: UAB Best Finance [pdf]
This final notice refers to a cancellation of a Transitional Authorisation as a result of the withdrawal of authorisation by a home state competent authority. We imposed a cancellation. -
Final Notice 2023: Amigo Loans Ltd [pdf]
This Final Notice refers to breaches of Principle 2 (skill, care and diligence), Principle 3 (management and control) and Principle 6 (customers’ interests) related to failure to conduct adequate affordability checks in the Consumer Credit sector. -
FCA Final Notice 2013: Sovereign Worldwide Limited [pdf]
This final notice refers to breaches of COND related to threshold conditions and mortgage fraud in the investment advisers and platforms sector. We imposed a withdrawal. -
FCA Final Notice 2014: Investments Limited [pdf]
This final notice refers to breaches of PRIN 3 and SYSC related to culture/goverence in the investment adviser sector. We imposed a public censure, suspension, and restriction. -
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