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Showing 2601 to 2610 of 4347 search results for FSA Final Notice.

  1. FCA Final Notice 2013: Paul David Cable [pdf]

    Final notices Published: 19/07/2013 Last modified: 19/05/2015
    This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety in the general insurance and protection sector. We imposed a fine and a prohibition.

  2. Final Notice 2015: M8’s Rates Loans Limited [pdf]

    Final notices Published: 14/08/2015 Last modified: 14/08/2015
    This final notice refers to breaches of COND and CONC, related to threshold conditions in the consumer credit sector. We imposed a refusal.

  3. Final Notice 2019: Steven Hall [pdf]

    Final notices Published: 17/05/2019
    This final notice (Steven Hall) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2018: Canara Bank [pdf]

    Final notices Published: 06/06/2018
    This FCA Final Notice (Canara Bank) refers to breaches of Principle 3 and SYSC related to financial crime in the retail bank sector. We imposed a fine and restriction.

  5. Final notice 2016: Crimson Car Sales [pdf]

    Final notices Published: 14/07/2016 Last modified: 14/07/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. FCA Final Notice 2014: David Lloyd Wren [pdf]

    Final notices Published: 03/04/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety in the general insurance and protection sector. We imposed a withdrawal of approval, a fine and a prohibition.

  7. Final Notice 2019: James Smith [pdf]

    Final notices Published: 31/01/2019
    This final notice (James Smith) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2018: Metlife Ltd [pdf]

    Final notices Published: 14/06/2018
    This final notice refers to breaches of Principle 4, COND and MIPRU related to failing to in the general insurance and protection sector. We imposed a cancellation.

  9. FCA Final Notice 2013: Kiskidee Limited [pdf]

    Final notices Published: 19/07/2013 Last modified: 07/04/2015
    This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  10. Final Notice 2018: Mobay Autos [pdf]

    Final notices Published: 05/11/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
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