Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 3021 to 3030 of 4347 search results for FSA Final Notice.

  1. Final Notice 2019: JGS Motors Ltd [pdf]

    Final notices Published: 28/10/2019
    This final notice (JGS Motors Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  2. FCA Final Notice 2013: Christopher John Riches [pdf]

    Final notices Published: 05/06/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 1 and PRIN 11 related to lack of fitness/propriety, failing to be open and co-operative and threshold conditions in the mortgages and consumer credit sector. We imposed a fine, withdrawal and a prohibition

  3. Final Notice 2020: Mo Davey Sales (Malcolm Davey trading as) [pdf]

    Final notices Published: 24/02/2020
    This final notice (Mo Davey Sales (Malcolm Davey trading as)) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2015: Nineveh Advisory Limited [pdf]

    Final notices Published: 13/01/2015 Last modified: 13/01/2015
    This final notice refers to breaches of Principle 11 related to threshold conditions in the investment adviser sector. We imposed a cancellation.

  5. Final Notice 2015: CVS Technologies Limited [pdf]

    Final notices Published: 03/09/2015 Last modified: 03/09/2015
    This final notice refers to breaches of PSR related to Payment Services Regulations, failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  6. Final Notice 2017: Rio Tinto Plc [pdf]

    Final notices Published: 17/10/2017
    This final notice refers to breaches of the DTRs for failing to comply with the International Accounting Standards and report an impairment to the Market. We imposed a penalty of £27,385,400.

  7. Final Notice 2016: Justin Pollington-Woods [pdf]

    Final notices Published: 26/10/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2016: Clarks of Garforth Limited [pdf]

    Final notices Published: 30/11/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2021: East Anglia Cars Ltd [pdf]

    Final notices Published: 06/05/2021
    This final notice East Anglia Cars Ltd refers to a failure to satisfy the Effective Supervision Threshold Condition (COND) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2022: Leigh Sutcliffe (trading as AVS) [pdf]

    Final notices Published: 29/11/2022
    This Final Notice (Leigh Sutcliffe (trading as AVS)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.
Related topics