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Showing 3031 to 3040 of 4347 search results for FSA Final Notice.

  1. Final Notice 2022: Andrew Roy Brooke [pdf]

    Final notices Published: 06/04/2022
    This Final Notice (Andrew Roy Brooke) refers to breaches of FIT. We imposed a prohibition.

  2. Final Notice 2015: Paul Robertson trading as Tony Robertson Insurance [pdf]

    Final notices Published: 13/07/2015 Last modified: 13/07/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions and failing to be open and co-operative in the mortgages sector. We imposed a cancellation.

  3. FCA Final Notice 2013: Montague Capital Limited [pdf]

    Final notices Published: 10/05/2013 Last modified: 07/04/2015
    This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the asset management sector. We imposed a cancellation.

  4. Final notice 2016: Danmirr Capital Limited [pdf]

    Final notices Published: 20/09/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal of the firm's application to carry on the regulated activities of credit broking, deb adjusting and

  5. FCA Final Notice 2014: Currencies House Limited [pdf]

    Final notices Published: 18/06/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

  6. FCA Final Notice 2014: Provident Equity Limited [pdf]

    Final notices Published: 18/03/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

  7. FCA Final Notice 2014: Abacus Transfers Limited [pdf]

    Final notices Published: 24/07/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  8. Final Notice 2022: Empire Motor Group Ltd [pdf]

    Final notices Published: 06/10/2022
    This final notice (Empire Motor Group Ltd) refers to a failure to satisfy threshold conditions (COND) in the credit broking sector. We refused the firm’s application for authorisation.

  9. Final Notice 2024: Fox Global Trading Limited [pdf]

    Final notices Published: 17/01/2024
    This Final Notice refers to a failure to carry on payment service activities. We imposed a cancellation.

  10. Final Notice 2022: Barclays Bank plc [pdf]

    Final notices Published: 28/02/2022
    This Final Notice (Barlclays Bank plc) refers to breaches of PRIN 2 related to financial crime in the corporate banking sector. We imposed a financial penalty.
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