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Showing 3061 to 3070 of 4347 search results for FSA Final Notice.

3061. Final notice 2020: Pixma Group Ltd [pdf]

      Final notices Published: 28/01/2020
      This final notice (Pixma Group Ltd) refes to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

3062. Final Notice 2017: Home Systems AV LLP [pdf]

      Final notices Published: 31/03/2017
      This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

3063. Final notice 2017: Paul Axel Walter [pdf]

      Final notices Published: 22/11/2017
      This final notice refers to breaches of section 118 FSMA related to market abuse in the trading firm sector. We imposed a financial penalty.

3064. Final Notice 2016: Marlborough Isleworth Motors Limited [pdf]

      Final notices Published: 21/11/2016
      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative

3065. Final Notice 2019: Mark John Owen [pdf]

      Final notices Published: 16/01/2019
      This final notice (Mark John Owen) refers to breaches by an executive director of APER 1, APER 4 and FIT related to a lack of fitness/propriety and failing to act on information appropriately in the asset management sector. We imposed a fine and

3066. Final Notice 2022: Matza & Co Limited [pdf]

      Final notices Published: 15/02/2022
      This final notice refers to a failure to satisfy the effective supervision threshold condition (COND) in the consumer credit sector. We imposed a cancellation.

3067. FSA - Notice of Undertaking: The On-Line Partnership Limited [pdf]

      Undertakings Published: 22/01/2009 Last modified: 30/05/2013
      Undertakings FSA - Notice of Undertaking: The On-Line Partnership Limited - Network of IFAs and mortgage advisors

3068. Final Notice 2015: Christopher David Peacher [pdf]

      Final notices Published: 01/07/2015 Last modified: 01/07/2015
      This final notice refers to breaches of FIT related to lack of fitness/propriety in the consumer credit and investment advisor sectors. We imposed a cancellation and a prohibition.

3069. Final Notice 2016: Jaypee Contracts Limited [pdf]

      Final notices Published: 30/11/2016
      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

3070. Final Notice 2017: Reliable Runners Limited [pdf]

      Final notices Published: 13/03/2017
      This final notice refers to breaches of COND and Principle 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.