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Showing 3081 to 3090 of 4347 search results for FSA Final Notice.

  1. Final Notice 2018: Bouchers with Allansons Limited [pdf]

    Final notices Published: 05/04/2018
    This final notice (Bouchers with Allansons Limited) refers to failure to keep adequate records under SYSC 9.1.1R, meaning the FCA cannot satisfy itself as to the adequacy of debt advice. Other concerns include: deficient quality assurance process;

  2. Final notice 2016: M I Wealth Management Limited [pdf]

    Final notices Published: 15/04/2016 Last modified: 15/04/2016
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and cooperative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  3. Final Notice 2018: NSA Rentals Ltd [pdf]

    Final notices Published: 19/11/2018
    This final notice (NSA Rentals Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2022: Wakefield Motor House Ltd [pdf]

    Final notices Published: 05/10/2022
    This final notice (Wakefield Motor House Ltd) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Credit Broking sector. We refused the firm’s application for authorisation.

  5. Final Notice 2018: J.V. Motors Limited [pdf]

    Final notices Published: 22/06/2018
    This final

  6. Final Notice 2024: Dickson Minto Advisers LLP [pdf]

    Final notices Published: 29/04/2024
    Following a request received from Dickson Minto, the FCA hereby limits and restricts the services to which the sponsor approval of Dickson Minto relates.

  7. Final Notice 2020: Inter Claims Ltd [pdf]

    Final notices Published: 05/11/2020 Last modified: 05/11/2020
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

  8. Final Notice 2017: Emrose Dean Ltd [pdf]

    Final notices Published: 21/08/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2022: D T Cars & Commercials Ltd [pdf]

    Final notices Published: 13/04/2022
    This final notice (D T Cars & Commercials Ltd) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation.

  10. FSA - Notice of Undertaking: Legal & General Insurance Limited [pdf]

    Undertakings Published: 09/12/2011 Last modified: 27/10/2014
    Review of certain terms and conditions in relation to the subsidence clause in its home insurance policies.
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